CERTUITY, LLC Q1 2020 Filing
Filed April 13, 2020
Portfolio Value
$180.3B
Holdings
149
Report Date
Q1 2020
Filing Type
13F-HR
All Holdings (149 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 168,401 | $43.4B | 24.07% | Put |
| 2 | AAPLAPPLE INC | 53,275 | $13.5B | 7.51% | |
| 3 | MDYSPDR S&P MIDCAP 400 ETF TR | 38,137 | $10.0B | 5.56% | |
| 4 | IJHISHARES TR | 49,813 | $7.2B | 3.97% | |
| 5 | IJRISHARES TR | 97,527 | $5.5B | 3.03% | |
| 6 | IWFISHARES TR | 30,610 | $4.6B | 2.56% | |
| 7 | IWMISHARES TR | 37,115 | $4.2B | 2.36% | Put |
| 8 | BILSPDR SER TR | 40,131 | $3.7B | 2.04% | |
| 9 | IWDISHARES TR | 33,715 | $3.3B | 1.85% | |
| 10 | IVVISHARES TR | 12,201 | $3.2B | 1.75% | |
| 11 | VEAVANGUARD TAX-MANAGED INTL FD | 78,561 | $2.6B | 1.45% | |
| 12 | MSFTMICROSOFT CORP | 16,517 | $2.6B | 1.44% | Put |
| 13 | XLKSELECT SECTOR SPDR TR | 28,341 | $2.3B | 1.26% | |
| 14 | AMZNAMAZON COM INC | 1,154 | $2.3B | 1.25% | |
| 15 | METAFACEBOOK INC | 12,449 | $2.1B | 1.15% | |
| 16 | NDQINVESCO QQQ TR | 10,388 | $2.0B | 1.10% | Put |
| 17 | GOOGLALPHABET INC | 1,652 | $1.9B | 1.06% | Put |
| 18 | SCHFSCHWAB STRATEGIC TR | 73,945 | $1.9B | 1.06% | |
| 19 | XLVSELECT SECTOR SPDR TR | 20,435 | $1.8B | 1.01% | |
| 20 | IYWISHARES TR | 8,658 | $1.8B | 0.98% | |
| 21 | ICSHISHARES TR | 33,436 | $1.7B | 0.93% | |
| 22 | VTIVANGUARD INDEX FDS | 12,068 | $1.6B | 0.86% | |
| 23 | XNCMXNUVEEN CALIFORNIA AMT QLT MU | 108,655 | $1.5B | 0.85% | |
| 24 | GQ9SPDR GOLD TRUST | 10,156 | $1.5B | 0.83% | Call |
| 25 | NACNUVEEN CA QUALTY MUN INCOME | 102,494 | $1.4B | 0.78% | |
| 26 | BRK/BBERKSHIRE HATHAWAY INC DEL | 7,324 | $1.3B | 0.74% | Call |
| 27 | ACNACCENTURE PLC IRELAND | 7,440 | $1.2B | 0.67% | |
| 28 | BACVERIZON COMMUNICATIONS INC | 21,333 | $1.1B | 0.64% | Call |
| 29 | BSVVANGUARD BD INDEX FDS | 13,872 | $1.1B | 0.63% | |
| 30 | XBFZXBLACKROCK CALIF MUN INCOME T | 89,591 | $1.1B | 0.63% | |
| 31 | VWOVANGUARD INTL EQUITY INDEX F | 30,857 | $1.0B | 0.58% | |
| 32 | XEVMXEATON VANCE CALIF MUN BD FD | 95,135 | $1.0B | 0.56% | |
| 33 | VVISA INC | 6,116 | $995.0M | 0.55% | |
| 34 | JNJJOHNSON & JOHNSON | 7,071 | $930.0M | 0.52% | |
| 35 | DJPBARCLAYS BANK PLC | 56,206 | $929.0M | 0.52% | |
| 36 | VGTVANGUARD WORLD FDS | 4,244 | $899.0M | 0.50% | |
| 37 | CVXCHEVRON CORP NEW | 12,177 | $881.0M | 0.49% | Call |
| 38 | BMYBRISTOL-MYERS SQUIBB CO | 15,606 | $869.0M | 0.48% | Call |
| 39 | GOOGALPHABET INC | 741 | $859.0M | 0.48% | Put |
| 40 | ISRGINTUITIVE SURGICAL INC | 1,700 | $857.0M | 0.48% | |
| 41 | NOCNORTHROP GRUMMAN CORP | 2,792 | $844.0M | 0.47% | Put |
| 42 | NLYEURANNALY CAPITAL MANAGEMENT IN | 163,904 | $831.0M | 0.46% | |
| 43 | VCVINVESCO CALIF VALUE MUN INCO | 72,756 | $824.0M | 0.46% | |
| 44 | PZCPIMCO CALIF MUN INCOME FD II | 82,479 | $803.0M | 0.45% | |
| 45 | WEPMAGELLAN MIDSTREAM PRTNRS LP | 21,450 | $783.0M | 0.43% | |
| 46 | IAUUSDISHARES GOLD TRUST | 47,225 | $712.0M | 0.39% | |
| 47 | XBISPDR SER TR | 9,093 | $704.0M | 0.39% | |
| 48 | DONSPDR DOW JONES INDL AVRG ETF | 2,937 | $643.0M | 0.36% | Put |
| 49 | JPMJPMORGAN CHASE & CO | 6,958 | $636.0M | 0.35% | |
| 50 | IWCISHARES TR | 9,382 | $629.0M | 0.35% | |
| 51 | DISDISNEY WALT CO | 6,506 | $629.0M | 0.35% | Call |
| 52 | NKENIKE INC | 7,281 | $615.0M | 0.34% | |
| 53 | EFAISHARES TR | 10,911 | $583.0M | 0.32% | |
| 54 | IWVISHARES TR | 3,834 | $569.0M | 0.32% | |
| 55 | PDNINVESCO EXCHANGE-TRADED FD T | 24,560 | $567.0M | 0.31% | |
| 56 | GILDGILEAD SCIENCES INC | 7,273 | $552.0M | 0.31% | |
| 57 | TXNTEXAS INSTRS INC | 5,358 | $535.0M | 0.30% | Put |
| 58 | CVSCVS HEALTH CORP | 8,735 | $521.0M | 0.29% | |
| 59 | RPARTIDAL ETF TR | 27,029 | $520.0M | 0.29% | |
| 60 | VOOVANGUARD INDEX FDS | 2,191 | $519.0M | 0.29% | |
| 61 | USMVISHARES TR | 9,356 | $505.0M | 0.28% | |
| 62 | INTCINTEL CORP | 9,102 | $492.0M | 0.27% | Call |
| 63 | MINTPIMCO ETF TR | 4,910 | $486.0M | 0.27% | |
| 64 | EEMISHARES TR | 14,258 | $486.0M | 0.27% | Put |
| 65 | TLTISHARES TR | 2,920 | $482.0M | 0.27% | |
| 66 | AGNCAGNC INVT CORP | 45,400 | $480.0M | 0.27% | |
| 67 | MAMASTERCARD INC | 1,928 | $466.0M | 0.26% | |
| 68 | CEVEATON VNCE CALFRN MUN INC TR | 33,600 | $447.0M | 0.25% | |
| 69 | XYZSQUARE INC | 8,123 | $442.0M | 0.25% | |
| 70 | MDTMEDTRONIC PLC | 4,775 | $436.0M | 0.24% | |
| 71 | ITOTISHARES TR | 7,425 | $425.0M | 0.24% | |
| 72 | VXUSVANGUARD STAR FDS | 10,078 | $423.0M | 0.23% | |
| 73 | MRNAMODERNA INC | 13,550 | $413.0M | 0.23% | |
| 74 | CSCOCISCO SYS INC | 10,409 | $410.0M | 0.23% | Call |
| 75 | DHRDANAHER CORPORATION | 2,938 | $407.0M | 0.23% | |
| 76 | NEENEXTERA ENERGY INC | 1,598 | $392.0M | 0.22% | |
| 77 | HDHOME DEPOT INC | 2,067 | $391.0M | 0.22% | |
| 78 | UBERUBER TECHNOLOGIES INC | 13,902 | $388.0M | 0.22% | |
| 79 | MCDMCDONALDS CORP | 2,265 | $380.0M | 0.21% | |
| 80 | —NUVEEN CALIF MUNICPAL VALUE | 25,000 | $367.0M | 0.20% | |
| 81 | MUBISHARES TR | 3,243 | $366.0M | 0.20% | |
| 82 | ORCLORACLE CORP | 7,044 | $341.0M | 0.19% | |
| 83 | CMCSACOMCAST CORP NEW | 9,873 | $340.0M | 0.19% | |
| 84 | VRTXVERTEX PHARMACEUTICALS INC | 1,446 | $338.0M | 0.19% | |
| 85 | LHXL3HARRIS TECHNOLOGIES INC | 1,834 | $330.0M | 0.18% | |
| 86 | VTVVANGUARD INDEX FDS | 3,693 | $329.0M | 0.18% | |
| 87 | DOVDOVER CORP | 3,860 | $324.0M | 0.18% | |
| 88 | —EIDOS THERAPEUTICS INC | 6,500 | $318.0M | 0.18% | |
| 89 | VUGVANGUARD INDEX FDS | 1,990 | $312.0M | 0.17% | |
| 90 | SBUXSTARBUCKS CORP | 4,676 | $308.0M | 0.17% | |
| 91 | PEPPEPSICO INC | 2,545 | $306.0M | 0.17% | |
| 92 | ANETEURARISTA NETWORKS INC | 1,500 | $304.0M | 0.17% | |
| 93 | TRVCCITIGROUP INC | 7,089 | $298.0M | 0.17% | Call |
| 94 | IBMINTERNATIONAL BUSINESS MACHS | 2,639 | $295.0M | 0.16% | |
| 95 | TSLATESLA INC | 561 | $294.0M | 0.16% | |
| 96 | PGPROCTER & GAMBLE CO | 2,608 | $287.0M | 0.16% | |
| 97 | MRKMERCK & CO. INC | 3,716 | $286.0M | 0.16% | |
| 98 | KSUEURKANSAS CITY SOUTHERN | 2,184 | $283.0M | 0.16% | |
| 99 | SPLVINVESCO EXCHANGE-TRADED FD T | 5,990 | $281.0M | 0.16% | |
| 100 | MCKMCKESSON CORP | 2,058 | $278.0M | 0.15% |
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