CAPSTONE INVESTMENT ADVISORS, LLC Q4 2020 Filing
Filed February 16, 2021
Portfolio Value
$29.9T
Holdings
818
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (818 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | NDQINVESCO QQQ TR | 8,178,531 | $2.6T | 8.60% | Put |
| 2 | AAPLAPPLE INC | 15,879,584 | $2.1T | 7.06% | Put |
| 3 | SPYSPDR S&P 500 ETF TR | 3,948,508 | $1.5T | 4.95% | Put |
| 4 | EFAISHARES TR | 18,550,500 | $1.4T | 4.53% | Put |
| 5 | MSFTMICROSOFT CORP | 5,150,139 | $1.1T | 3.84% | Put |
| 6 | AMZNAMAZON COM INC | 270,830 | $882.1B | 2.95% | Put |
| 7 | IWMISHARES TR | 3,798,718 | $744.8B | 2.50% | Put |
| 8 | EEMISHARES TR | 13,591,695 | $702.3B | 2.35% | Put |
| 9 | METAFACEBOOK INC | 2,389,187 | $652.6B | 2.19% | Put |
| 10 | FXIISHARES TR | 10,914,865 | $506.8B | 1.70% | Put |
| 11 | GOOGLALPHABET INC | 240,974 | $422.3B | 1.41% | Put |
| 12 | GOOGALPHABET INC | 233,781 | $409.6B | 1.37% | Put |
| 13 | DISDISNEY WALT CO | 1,859,400 | $336.9B | 1.13% | Put |
| 14 | NVDANVIDIA CORPORATION | 625,618 | $326.7B | 1.09% | Put |
| 15 | BRK/BBERKSHIRE HATHAWAY INC DEL | 1,314,800 | $304.9B | 1.02% | Put |
| 16 | VVISA INC | 1,275,000 | $278.9B | 0.93% | Put |
| 17 | PYPLPAYPAL HLDGS INC | 1,187,103 | $278.0B | 0.93% | Put |
| 18 | JPMJPMORGAN CHASE & CO | 1,937,100 | $246.1B | 0.82% | Put |
| 19 | MAMASTERCARD INCORPORATED | 652,200 | $232.8B | 0.78% | Put |
| 20 | NFLXNETFLIX INC | 385,713 | $208.6B | 0.70% | Put |
| 21 | CMCSACOMCAST CORP NEW | 3,832,900 | $200.8B | 0.67% | Put |
| 22 | UNHUNITEDHEALTH GROUP INC | 558,700 | $195.9B | 0.66% | Put |
| 23 | QCOMQUALCOMM INC | 1,154,600 | $175.9B | 0.59% | Put |
| 24 | COSTCOSTCO WHSL CORP NEW | 456,000 | $171.8B | 0.58% | Put |
| 25 | HDHOME DEPOT INC | 637,890 | $169.4B | 0.57% | Put |
| 26 | PGPROCTER AND GAMBLE CO | 1,189,600 | $165.5B | 0.55% | Put |
| 27 | JNJJOHNSON & JOHNSON | 1,025,300 | $161.4B | 0.54% | Put |
| 28 | ADBEADOBE SYSTEMS INCORPORATED | 322,300 | $161.2B | 0.54% | Put |
| 29 | CRMSALESFORCE COM INC | 704,740 | $156.8B | 0.53% | Put |
| 30 | TSLATESLA INC | 217,422 | $153.4B | 0.51% | Put |
| 31 | PFEPFIZER INC | 4,088,522 | $150.5B | 0.50% | Put |
| 32 | WORKSLACK TECHNOLOGIES INC | 3,536,973 | $149.4B | 0.50% | |
| 33 | —TESLA INC | 13,132,000 | $149.3B | 0.50% | |
| 34 | TMOTHERMO FISHER SCIENTIFIC INC | 319,200 | $148.7B | 0.50% | Put |
| 35 | WMTWALMART INC | 988,379 | $142.5B | 0.48% | Put |
| 36 | TXNTEXAS INSTRS INC | 857,802 | $140.8B | 0.47% | Put |
| 37 | VAREURVARIAN MED SYS INC | 780,743 | $136.6B | 0.46% | Put |
| 38 | ABTABBOTT LABS | 1,206,700 | $132.1B | 0.44% | Put |
| 39 | INTCINTEL CORP | 2,635,701 | $131.3B | 0.44% | Put |
| 40 | ABBVABBVIE INC | 1,217,000 | $130.4B | 0.44% | Put |
| 41 | BACBK OF AMERICA CORP | 4,292,585 | $130.1B | 0.44% | Put |
| 42 | AMDADVANCED MICRO DEVICES INC | 1,415,379 | $129.8B | 0.43% | Put |
| 43 | XOMEXXON MOBIL CORP | 3,137,124 | $129.3B | 0.43% | Put |
| 44 | AVGOBROADCOM INC | 284,351 | $124.5B | 0.42% | Put |
| 45 | DHRDANAHER CORPORATION | 541,400 | $120.3B | 0.40% | Put |
| 46 | CVXCHEVRON CORP NEW | 1,404,099 | $118.6B | 0.40% | Put |
| 47 | SBUXSTARBUCKS CORP | 1,064,600 | $113.9B | 0.38% | Put |
| 48 | AMGNAMGEN INC | 480,666 | $110.5B | 0.37% | Put |
| 49 | RTXRAYTHEON TECHNOLOGIES CORP | 1,542,620 | $110.3B | 0.37% | Put |
| 50 | MDTMEDTRONIC PLC | 926,427 | $108.5B | 0.36% | Put |
| 51 | —NIO INC | 20,500,000 | $106.4B | 0.36% | |
| 52 | HONHONEYWELL INTL INC | 499,600 | $106.3B | 0.36% | Put |
| 53 | NKENIKE INC | 746,313 | $105.6B | 0.35% | Put |
| 54 | PEPPEPSICO INC | 693,700 | $102.9B | 0.34% | Put |
| 55 | NEENEXTERA ENERGY INC | 1,305,100 | $100.7B | 0.34% | Put |
| 56 | KOCOCA COLA CO | 1,829,900 | $100.4B | 0.34% | Put |
| 57 | BACVERIZON COMMUNICATIONS INC | 1,688,298 | $99.2B | 0.33% | Put |
| 58 | ACNACCENTURE PLC IRELAND | 375,900 | $98.2B | 0.33% | Put |
| 59 | MCDMCDONALDS CORP | 455,000 | $97.6B | 0.33% | Put |
| 60 | CHTRCHARTER COMMUNICATIONS INC N | 146,200 | $96.7B | 0.32% | Put |
| 61 | CSCOCISCO SYS INC | 2,151,278 | $96.3B | 0.32% | Put |
| 62 | LLYLILLY ELI & CO | 562,704 | $95.0B | 0.32% | Put |
| 63 | WFCWELLS FARGO CO NEW | 3,038,341 | $91.7B | 0.31% | Put |
| 64 | NOWSERVICENOW INC | 165,900 | $91.3B | 0.31% | Put |
| 65 | —CHINA BIOLOGIC PRODS HLDGS I | 766,288 | $90.5B | 0.30% | |
| 66 | ORCLORACLE CORP | 1,378,172 | $89.2B | 0.30% | Put |
| 67 | INTUINTUIT | 230,800 | $87.7B | 0.29% | Put |
| 68 | BABOEING CO | 407,817 | $87.3B | 0.29% | Put |
| 69 | UNPUNION PAC CORP | 418,600 | $87.2B | 0.29% | Put |
| 70 | SYKSTRYKER CORPORATION | 349,213 | $85.6B | 0.29% | Put |
| 71 | XLNXEURXILINX INC | 602,418 | $85.4B | 0.29% | Put |
| 72 | TAT&T INC | 2,969,055 | $85.4B | 0.29% | Put |
| 73 | LOWLOWES COS INC | 522,900 | $83.9B | 0.28% | Put |
| 74 | UPSUNITED PARCEL SERVICE INC | 487,587 | $82.1B | 0.28% | Put |
| 75 | TRVCCITIGROUP INC | 1,311,585 | $80.9B | 0.27% | Put |
| 76 | DWDMORGAN STANLEY | 1,128,500 | $77.3B | 0.26% | Put |
| 77 | AMATAPPLIED MATLS INC | 840,800 | $72.6B | 0.24% | Put |
| 78 | FDXFEDEX CORP | 277,693 | $72.1B | 0.24% | Put |
| 79 | MRKMERCK & CO. INC | 879,933 | $72.0B | 0.24% | Put |
| 80 | MUMICRON TECHNOLOGY INC | 953,400 | $71.7B | 0.24% | Put |
| 81 | TMUST-MOBILE US INC | 522,100 | $70.4B | 0.24% | Put |
| 82 | GSGOLDMAN SACHS GROUP INC | 263,900 | $69.6B | 0.23% | Put |
| 83 | CLCOLGATE PALMOLIVE CO | 785,300 | $67.2B | 0.22% | Put |
| 84 | BMYBRISTOL-MYERS SQUIBB CO | 1,041,468 | $64.6B | 0.22% | Put |
| 85 | —BARCLAYS BANK PLC | 3,639,500 | $61.1B | 0.20% | Put |
| 86 | CSXCSX CORP | 673,100 | $61.1B | 0.20% | Put |
| 87 | LINLINDE PLC | 228,641 | $60.2B | 0.20% | Put |
| 88 | BLKCHFBLACKROCK INC | 83,000 | $59.9B | 0.20% | Put |
| 89 | ELVANTHEM INC | 186,200 | $59.8B | 0.20% | Put |
| 90 | BABAALIBABA GROUP HLDG LTD | 256,166 | $59.6B | 0.20% | Put |
| 91 | GILDGILEAD SCIENCES INC | 1,010,479 | $58.9B | 0.20% | Put |
| 92 | AXPAMERICAN EXPRESS CO | 479,200 | $57.9B | 0.19% | Put |
| 93 | ALXNALEXION PHARMACEUTICALS INC | 360,244 | $56.3B | 0.19% | Put |
| 94 | DEDEERE & CO | 206,636 | $55.6B | 0.19% | Put |
| 95 | GEGENERAL ELECTRIC CO | 5,003,800 | $54.0B | 0.18% | Put |
| 96 | ADPAUTOMATIC DATA PROCESSING IN | 302,170 | $53.2B | 0.18% | Put |
| 97 | CMECME GROUP INC | 292,147 | $53.2B | 0.18% | Put |
| 98 | LRCXEURLAM RESEARCH CORP | 112,161 | $53.0B | 0.18% | Put |
| 99 | GMGENERAL MTRS CO | 1,238,700 | $51.6B | 0.17% | Put |
| 100 | CATCATERPILLAR INC | 280,800 | $51.1B | 0.17% | Put |
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