CAPSTONE INVESTMENT ADVISORS, LLC Q4 2018 Filing
Filed February 14, 2019
Portfolio Value
$8.1T
Holdings
551
Report Date
Q4 2018
Filing Type
13F-HR
All Holdings (551 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 3,460,723 | $864.9B | 10.68% | Put |
| 2 | NDQINVESCO QQQ TR | 3,180,829 | $490.7B | 6.06% | Put |
| 3 | HYGISHARES TR | 5,500,800 | $446.1B | 5.51% | Put |
| 4 | EFAISHARES TR | 7,302,823 | $429.3B | 5.30% | Put |
| 5 | FXIISHARES TR | 9,183,572 | $358.9B | 4.43% | Put |
| 6 | AMZNAMAZON COM INC | 202,664 | $304.4B | 3.76% | Put |
| 7 | EEMISHARES TR | 7,290,563 | $284.8B | 3.52% | Put |
| 8 | IWMISHARES TR | 1,445,601 | $193.6B | 2.39% | Put |
| 9 | AAPLAPPLE INC | 1,204,485 | $190.0B | 2.35% | Put |
| 10 | MSFTMICROSOFT CORP | 1,539,962 | $156.4B | 1.93% | Put |
| 11 | GOOGALPHABET INC | 101,431 | $105.0B | 1.30% | Put |
| 12 | METAFACEBOOK INC | 755,387 | $99.0B | 1.22% | Put |
| 13 | —TWENTY FIRST CENTY FOX INC | 1,820,433 | $87.6B | 1.08% | Put |
| 14 | TSLATESLA INC | 262,100 | $87.2B | 1.08% | Put |
| 15 | —HERBALIFE LTD | 57,500,000 | $79.4B | 0.98% | |
| 16 | —TESLA INC | 66,500,000 | $69.3B | 0.86% | |
| 17 | INTCINTEL CORP | 1,349,034 | $63.3B | 0.78% | Put |
| 18 | —TESLA INC | 50,000,000 | $56.3B | 0.69% | |
| 19 | IYRISHARES TR | 746,021 | $55.9B | 0.69% | Put |
| 20 | IEFISHARES TR | 500,000 | $52.1B | 0.64% | Put |
| 21 | JPMJPMORGAN CHASE & CO | 514,282 | $50.2B | 0.62% | Put |
| 22 | JNJJOHNSON & JOHNSON | 357,756 | $46.2B | 0.57% | Put |
| 23 | KOCOCA COLA CO | 957,866 | $45.4B | 0.56% | Put |
| 24 | —RESTORATION HARDWARE HLDGS I | 40,000,000 | $44.8B | 0.55% | |
| 25 | —WHITING PETE CORP NEW | 44,800,000 | $42.5B | 0.52% | |
| 26 | BRK/BBERKSHIRE HATHAWAY INC DEL | 207,819 | $42.4B | 0.52% | Put |
| 27 | GOOGLALPHABET INC | 40,557 | $42.4B | 0.52% | Put |
| 28 | BACBANK AMER CORP | 1,707,256 | $42.1B | 0.52% | Put |
| 29 | —NAVISTAR INTL CORP NEW | 41,050,000 | $41.0B | 0.51% | |
| 30 | —CAESARS ENTMT CORP | 32,500,000 | $40.4B | 0.50% | |
| 31 | RHT1EURRED HAT INC | 220,645 | $38.8B | 0.48% | Put |
| 32 | PGPROCTER AND GAMBLE CO | 407,632 | $37.5B | 0.46% | Put |
| 33 | —SHIRE PLC | 207,197 | $36.1B | 0.45% | |
| 34 | UNHUNITEDHEALTH GROUP INC | 143,900 | $35.8B | 0.44% | Put |
| 35 | XOMEXXON MOBIL CORP | 521,766 | $35.6B | 0.44% | Put |
| 36 | —VIPSHOP HLDGS LTD | 35,000,000 | $34.6B | 0.43% | |
| 37 | PFEPFIZER INC | 784,700 | $34.3B | 0.42% | Put |
| 38 | CVXCHEVRON CORP NEW | 301,425 | $32.8B | 0.40% | Put |
| 39 | VVISA INC | 248,513 | $32.8B | 0.40% | Put |
| 40 | BABOEING CO | 99,953 | $32.2B | 0.40% | Put |
| 41 | MRKMERCK & CO INC | 418,600 | $32.0B | 0.39% | Put |
| 42 | LLYLILLY ELI & CO | 274,200 | $31.7B | 0.39% | Put |
| 43 | TAT&T INC | 1,102,847 | $31.5B | 0.39% | Put |
| 44 | CATCATERPILLAR INC DEL | 243,052 | $30.9B | 0.38% | Put |
| 45 | BACVERIZON COMMUNICATIONS INC | 540,897 | $30.4B | 0.38% | Put |
| 46 | CSCOCISCO SYS INC | 694,100 | $30.1B | 0.37% | Put |
| 47 | AABAUSDALTABA INC | 501,788 | $29.1B | 0.36% | |
| 48 | UTXZUNITED TECHNOLOGIES CORP | 268,578 | $28.6B | 0.35% | Put |
| 49 | —NXP SEMICONDUCTORS N V | 28,000,000 | $28.1B | 0.35% | |
| 50 | WFCWELLS FARGO CO NEW | 603,605 | $27.8B | 0.34% | Put |
| 51 | TRVCCITIGROUP INC | 517,676 | $26.9B | 0.33% | Put |
| 52 | —MEDICINES CO | 35,500,000 | $26.9B | 0.33% | |
| 53 | HDHOME DEPOT INC | 156,676 | $26.9B | 0.33% | Put |
| 54 | SBUXSTARBUCKS CORP | 408,064 | $26.3B | 0.32% | Put |
| 55 | LINLINDE PLC | 166,900 | $26.0B | 0.32% | Put |
| 56 | —RESTORATION HARDWARE HLDGS I | 22,000,000 | $25.6B | 0.32% | |
| 57 | NFLXNETFLIX INC | 95,150 | $25.5B | 0.31% | Put |
| 58 | DISDISNEY WALT CO | 228,573 | $25.1B | 0.31% | Put |
| 59 | —PATTERN ENERGY GROUP INC | 25,000,000 | $24.7B | 0.30% | |
| 60 | MAMASTERCARD INCORPORATED | 130,329 | $24.6B | 0.30% | Put |
| 61 | —INSULET CORP | 17,000,000 | $24.1B | 0.30% | |
| 62 | BKNGBOOKING HLDGS INC | 13,959 | $24.0B | 0.30% | Put |
| 63 | NVDANVIDIA CORP | 176,450 | $23.6B | 0.29% | Put |
| 64 | —MEDICINES CO | 27,000,000 | $23.3B | 0.29% | |
| 65 | QCOMQUALCOMM INC | 402,599 | $22.9B | 0.28% | Put |
| 66 | GEGENERAL ELECTRIC CO | 2,907,881 | $22.0B | 0.27% | Put |
| 67 | WMTWALMART INC | 225,355 | $21.0B | 0.26% | Put |
| 68 | —CITRIX SYS INC | 14,674,000 | $20.9B | 0.26% | |
| 69 | XYZSQUARE INC | 368,335 | $20.7B | 0.26% | Put |
| 70 | CMCSACOMCAST CORP NEW | 603,206 | $20.5B | 0.25% | Put |
| 71 | IBMINTERNATIONAL BUSINESS MACHS | 177,391 | $20.2B | 0.25% | Put |
| 72 | AMTAMERICAN TOWER CORP NEW | 124,327 | $19.7B | 0.24% | Put |
| 73 | —DOWDUPONT INC | 365,873 | $19.6B | 0.24% | Put |
| 74 | —ATHENAHEALTH INC | 147,360 | $19.4B | 0.24% | |
| 75 | AVGOBROADCOM INC | 74,987 | $19.1B | 0.24% | Put |
| 76 | MOALTRIA GROUP INC | 376,311 | $18.6B | 0.23% | Put |
| 77 | PEPPEPSICO INC | 167,222 | $18.5B | 0.23% | Put |
| 78 | ABBVABBVIE INC | 199,792 | $18.4B | 0.23% | Put |
| 79 | AMGNAMGEN INC | 94,400 | $18.4B | 0.23% | Put |
| 80 | HONHONEYWELL INTL INC | 137,561 | $18.2B | 0.22% | Put |
| 81 | KRKROGER CO | 649,919 | $17.9B | 0.22% | Put |
| 82 | ORCLORACLE CORP | 390,605 | $17.6B | 0.22% | Put |
| 83 | RWT 4.75 08/15/23REDWOOD TR INC | 19,159,000 | $17.6B | 0.22% | |
| 84 | MMM3M CO | 92,281 | $17.6B | 0.22% | Put |
| 85 | MCDMCDONALDS CORP | 97,626 | $17.3B | 0.21% | Put |
| 86 | UNPUNION PAC CORP | 122,009 | $16.9B | 0.21% | Put |
| 87 | SOSOUTHERN CO | 383,200 | $16.8B | 0.21% | Put |
| 88 | CICIGNA CORP NEW | 86,454 | $16.4B | 0.20% | Put |
| 89 | —GOLAR LNG LTD | 17,500,000 | $16.2B | 0.20% | |
| 90 | 4I1PHILIP MORRIS INTL INC | 236,681 | $15.8B | 0.20% | Put |
| 91 | CRMSALESFORCE COM INC | 114,800 | $15.7B | 0.19% | Put |
| 92 | BMYBRISTOL MYERS SQUIBB CO | 298,674 | $15.5B | 0.19% | Put |
| 93 | PYPLPAYPAL HLDGS INC | 184,100 | $15.5B | 0.19% | Put |
| 94 | GLWCORNING INC | 510,128 | $15.4B | 0.19% | Put |
| 95 | MDTMEDTRONIC PLC | 167,100 | $15.2B | 0.19% | Put |
| 96 | ADBEADOBE INC | 66,787 | $15.1B | 0.19% | Put |
| 97 | LUVSOUTHWEST AIRLS CO | 317,277 | $14.7B | 0.18% | Put |
| 98 | —IRONWOOD PHARMACEUTICALS INC | 15,500,000 | $14.6B | 0.18% | |
| 99 | COSTCOSTCO WHSL CORP NEW | 71,412 | $14.5B | 0.18% | Put |
| 100 | TXNTEXAS INSTRS INC | 153,383 | $14.5B | 0.18% | Put |
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