CAPSTONE INVESTMENT ADVISORS, LLC Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$2.8T

Holdings

443

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (443 positions)

#StockSharesValue% PortfolioType
101
BARCLAYS BK PLC
100,000$3.9B0.14%Call
102
NEWFIELD EXPL CO
131,348$3.9B0.14%Put
103
DELLDELL TECHNOLOGIES INC
50,000$3.9B0.14%
104
CURRENCYSHARES CDN DLR TR
48,232$3.8B0.13%
105
CALGON CARBON CORP
175,000$3.7B0.13%Call
106
IMPAX LABORATORIES INC
4,000,000$3.6B0.13%
107
EMERGENT BIOSOLUTIONS INC
2,500,000$3.6B0.13%
108
SLBSCHLUMBERGER LTD
50,000$3.5B0.12%
109
EWIISHARES INC
108,391$3.4B0.12%
110
MCHPMICROCHIP TECHNOLOGY INC
37,707$3.4B0.12%
111
POWERSHARES QQQ TRUST
23,216$3.4B0.12%
112
GEGENERAL ELECTRIC CO
135,941$3.3B0.12%Put
113
HALHALLIBURTON CO
66,915$3.1B0.11%
114
BRK/BBERKSHIRE HATHAWAY INC DEL
16,800$3.1B0.11%Put
115
BNDVANGUARD BD INDEX FD INC
37,449$3.1B0.11%
116
AGGISHARES TR
27,995$3.1B0.11%
117
AABAUSDALTABA INC
45,034$3.0B0.10%
118
CREDIT SUISSE NASSAU BRH
30,433$3.0B0.10%
119
AMZNAMAZON COM INC
3,018$2.9B0.10%Put
120
CEMEX SAB DE CV
2,500,000$2.8B0.10%
121
DISCKUSDDISCOVERY COMMUNICATNS NEW
136,400$2.8B0.10%Call
122
AMYRIS INC
4,000,000$2.7B0.10%
123
GOOGLALPHABET INC
2,800$2.7B0.10%Put
124
RSX1USDVANECK VECTORS ETF TR
121,192$2.7B0.09%
125
FIDELITY & GTY LIFE
86,640$2.7B0.09%
126
BROCADE COMMUNICATIONS SYS I
225,000$2.7B0.09%Call
127
FXECURRENCYSHARES EURO TR
23,288$2.7B0.09%
128
RITE AID CORP
1,350,000$2.6B0.09%Call
129
MSFTMICROSOFT CORP
33,474$2.5B0.09%Put
130
PARSLEY ENERGY INC
78,996$2.1B0.07%
131
KHCKRAFT HEINZ CO
26,380$2.0B0.07%
132
IWVISHARES TR
13,563$2.0B0.07%
133
ORCLORACLE CORP
39,000$1.9B0.07%Put
134
GNC HLDGS INC
2,500,000$1.9B0.07%
135
KOCOCA COLA CO
40,483$1.8B0.06%Put
136
WWAYFAIR INC
27,000$1.8B0.06%
137
TEVATEVA PHARMACEUTICAL INDS LTD
99,900$1.8B0.06%Call
138
CPE3EURCALLON PETE CO DEL
156,138$1.8B0.06%
139
LABORATORY CORP AMER HLDGS
11,315$1.7B0.06%
140
NCLHNORWEGIAN CRUISE LINE HLDGS
30,900$1.7B0.06%
141
EWEDWARDS LIFESCIENCES CORP
15,197$1.7B0.06%
142
ECO STIM ENERGY SOLUTIONS IN
1,048,951$1.6B0.06%
143
UNPUNION PAC CORP
13,776$1.6B0.06%Put
144
MASMASCO CORP
40,514$1.6B0.06%
145
KELKELLOGG CO
24,688$1.5B0.05%
146
CBS CORP NEW
25,900$1.5B0.05%
147
SLVISHARES SILVER TRUST
93,339$1.5B0.05%
148
SIRIEURSIRIUS XM HLDGS INC
266,156$1.5B0.05%
149
AIGAMERICAN INTL GROUP INC
23,700$1.5B0.05%
150
BHCVALEANT PHARMACEUTICALS INTL
101,100$1.4B0.05%Put
151
MHKMOHAWK INDS INC
5,800$1.4B0.05%
152
MCDMCDONALDS CORP
9,052$1.4B0.05%
153
CTRIP COM INTL LTD
1,000,000$1.4B0.05%
154
KEYSKEYSIGHT TECHNOLOGIES INC
33,089$1.4B0.05%
155
ALKALASKA AIR GROUP INC
18,000$1.4B0.05%
156
EWMISHARES INC
41,752$1.4B0.05%
157
FORTRESS INVESTMENT GROUP LL
168,414$1.3B0.05%
158
BMRNBIOMARIN PHARMACEUTICAL INC
14,200$1.3B0.05%
159
CELGCELGENE CORP
9,000$1.3B0.05%Put
160
WBAWALGREENS BOOTS ALLIANCE INC
16,894$1.3B0.05%
161
CXOEURCONCHO RES INC
9,900$1.3B0.05%Call
162
LENLENNAR CORP
24,500$1.3B0.05%
163
VACMARRIOTT VACATIONS WRLDWDE C
10,200$1.3B0.04%
164
APDAIR PRODS & CHEMS INC
8,234$1.2B0.04%
165
ALERE INC
23,700$1.2B0.04%Call
166
FFORD MTR CO DEL
100,100$1.2B0.04%Put
167
TQJSIGNATURE BK NEW YORK N Y
9,280$1.2B0.04%
168
AETNA INC NEW
7,405$1.2B0.04%
169
AGOASSURED GUARANTY LTD
30,975$1.2B0.04%
170
PACIFIC CONTINENTAL CORP
42,325$1.1B0.04%
171
KMBKIMBERLY CLARK CORP
9,302$1.1B0.04%
172
MPCMARATHON PETE CORP
19,465$1.1B0.04%
173
PINNACLE FOODS INC DEL
18,500$1.1B0.04%
174
ADSKAUTODESK INC
9,405$1.1B0.04%
175
ELFE L F BEAUTY INC
46,557$1.0B0.04%
176
ENVISION HEALTHCARE CORP
23,291$1.0B0.04%
177
BERYEURBERRY GLOBAL GROUP INC
18,396$1.0B0.04%
178
SPYSPDR S&P 500 ETF TR
4,106$1.0B0.04%
179
PEPPEPSICO INC
9,253$1.0B0.04%Put
180
HUBBHUBBELL INC
8,810$1.0B0.04%
181
KMIKINDER MORGAN INC DEL
52,846$1.0B0.04%
182
SRC ENERGY INC
104,747$1.0B0.04%Call
183
AWMSKYWORKS SOLUTIONS INC
9,900$1.0B0.04%
184
BDXBECTON DICKINSON & CO
5,113$1.0B0.04%
185
BPOPPOPULAR INC
27,791$998.0M0.04%
186
CSGPCOSTAR GROUP INC
3,706$994.0M0.03%
187
WDAYWORKDAY INC
9,000$948.0M0.03%
188
WMTWAL-MART STORES INC
11,924$931.0M0.03%
189
MEDICINES CO
25,000$926.0M0.03%Put
190
EXPEEXPEDIA INC DEL
6,400$921.0M0.03%
191
MKTXMARKETAXESS HLDGS INC
4,900$904.0M0.03%
192
MIKUSDMICHAELS COS INC
41,800$897.0M0.03%
193
PVHPVH CORP
7,103$895.0M0.03%
194
NWLNEWELL BRANDS INC
20,918$892.0M0.03%
195
RCLROYAL CARIBBEAN CRUISES LTD
7,410$878.0M0.03%
196
APCANADARKO PETE CORP
17,919$875.0M0.03%
197
SEESEALED AIR CORP NEW
20,302$867.0M0.03%
198
BACBANK AMER CORP
34,200$866.0M0.03%Call
199
FDSFACTSET RESH SYS INC
4,784$861.0M0.03%
200
SWXSOUTHWEST GAS HOLDINGS INC
11,095$861.0M0.03%
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