CAPSTONE INVESTMENT ADVISORS, LLC Q1 2020 Filing

Filed May 15, 2020

Portfolio Value

$6.2T

Holdings

495

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (495 positions)

#StockSharesValue% PortfolioType
101
DYHTARGET CORP
159,392$14.8B0.24%Put
102
PRUPRUDENTIAL FINL INC
283,821$14.8B0.24%Put
103
AFLAFLAC INC
430,076$14.7B0.24%Put
104
AMATAPPLIED MATLS INC
317,118$14.5B0.23%Put
105
WMBWILLIAMS COS INC
1,025,411$14.5B0.23%Put
106
JCIJOHNSON CTLS INTL PLC
535,778$14.4B0.23%Put
107
STZCONSTELLATION BRANDS INC
100,122$14.4B0.23%Put
108
BMY-RBRISTOL-MYERS SQUIBB CO
3,775,203$14.3B0.23%
109
TXNTEXAS INSTRS INC
141,400$14.1B0.23%Put
110
PSXPHILLIPS 66
263,208$14.1B0.23%Put
111
REGNREGENERON PHARMACEUTICALS
28,800$14.1B0.23%Put
112
HSYHERSHEY CO
105,021$13.9B0.22%Put
113
PEPPEPSICO INC
112,700$13.5B0.22%Put
114
ICEINTERCONTINENTAL EXCHANGE IN
167,200$13.5B0.22%Put
115
EL PASO ELEC CO
197,112$13.4B0.22%
116
AIGAMERICAN INTL GROUP INC
551,317$13.4B0.22%Put
117
PXDEURPIONEER NAT RES CO
184,398$12.9B0.21%Put
118
TESLA INC
7,500,000$12.9B0.21%
119
GPNGLOBAL PMTS INC
88,700$12.8B0.21%Put
120
ROSTROSS STORES INC
145,254$12.6B0.20%Put
121
EOGEOG RES INC
351,467$12.6B0.20%Put
122
7HPHP INC
725,713$12.6B0.20%Put
123
RWT 4.75 08/15/23REDWOOD TR INC
19,159,000$12.5B0.20%
124
CNCCENTENE CORP DEL
209,500$12.4B0.20%Put
125
TECH DATA CORP
95,084$12.4B0.20%
126
DHRDANAHER CORPORATION
89,500$12.4B0.20%Put
127
BACVERIZON COMMUNICATIONS INC
229,700$12.3B0.20%Put
128
AMGNAMGEN INC
59,400$12.0B0.19%Put
129
BSXBOSTON SCIENTIFIC CORP
366,318$12.0B0.19%Put
130
TSLATESLA INC
22,500$11.8B0.19%Put
131
CTXSEURCITRIX SYS INC
83,100$11.8B0.19%Put
132
SRESEMPRA ENERGY
104,016$11.8B0.19%Put
133
NIO INC
20,500,000$11.1B0.18%
134
NVDANVIDIA CORP
42,000$11.1B0.18%Put
135
NEMNEWMONT CORP
239,000$10.8B0.17%Put
136
RWT 5.625 07/15/24REDWOOD TR INC
19,249,000$10.7B0.17%
137
HIGHARTFORD FINL SVCS GROUP INC
300,971$10.6B0.17%Put
138
METMETLIFE INC
345,362$10.6B0.17%Put
139
AFWALIGN TECHNOLOGY INC
60,087$10.5B0.17%Put
140
CRMSALESFORCE COM INC
72,400$10.4B0.17%Put
141
ABBVABBVIE INC
135,200$10.3B0.17%Put
142
ISTAR INC
10,429,000$10.2B0.16%
143
FISFIDELITY NATL INFORMATION SV
82,500$10.0B0.16%Put
144
BWABORGWARNER INC
411,123$10.0B0.16%
145
LHXL3HARRIS TECHNOLOGIES INC
55,300$10.0B0.16%Put
146
TJXTJX COS INC NEW
207,600$9.9B0.16%Put
147
MOALTRIA GROUP INC
256,200$9.9B0.16%Put
148
UTXZUNITED TECHNOLOGIES CORP
104,668$9.9B0.16%
149
STTSTATE STR CORP
184,675$9.8B0.16%Put
150
SLVISHARES SILVER TRUST
750,000$9.8B0.16%Call
151
ADMARCHER DANIELS MIDLAND CO
277,559$9.8B0.16%Put
152
AVGOBROADCOM INC
41,100$9.7B0.16%Put
153
DHID R HORTON INC
285,094$9.7B0.16%Put
154
DWDMORGAN STANLEY
284,133$9.7B0.16%Put
155
T7DTRANSDIGM GROUP INC
30,099$9.6B0.15%Put
156
W 1.125 11/01/24WAYFAIR INC
14,000,000$9.6B0.15%
157
HPEHEWLETT PACKARD ENTERPRISE C
987,768$9.6B0.15%Put
158
FORESCOUT TECHNOLOGIES INC
300,058$9.5B0.15%
159
VENVENTAS INC
353,172$9.5B0.15%Put
160
INTREXON CORP
17,500,000$9.4B0.15%
161
TIFEURTIFFANY & CO NEW
70,479$9.1B0.15%Put
162
IYRISHARES TR
128,000$8.9B0.14%Put
163
TRVTRAVELERS COMPANIES INC
89,501$8.9B0.14%Put
164
TMUST MOBILE US INC
105,900$8.9B0.14%Put
165
ETRAE TRADE FINANCIAL CORP
258,200$8.9B0.14%Put
166
JNJJOHNSON & JOHNSON
67,300$8.8B0.14%Put
167
WDCWESTERN DIGITAL CORP.
211,725$8.8B0.14%Put
168
MFA FINL INC
14,500,000$8.8B0.14%
169
NKENIKE INC
105,600$8.7B0.14%Put
170
HCAHCA HEALTHCARE INC
96,672$8.7B0.14%Put
171
GILDGILEAD SCIENCES INC
115,100$8.6B0.14%Put
172
WMWASTE MGMT INC DEL
92,300$8.5B0.14%Put
173
GEGENERAL ELECTRIC CO
1,068,900$8.5B0.14%Put
174
WAYFAIR INC
11,000,000$8.4B0.14%
175
TSNTYSON FOODS INC
145,413$8.4B0.14%Put
176
GISGENERAL MLS INC
159,400$8.4B0.14%Put
177
AG8AGILENT TECHNOLOGIES INC
116,300$8.3B0.13%Put
178
KOCOCA COLA CO
185,900$8.2B0.13%Put
179
RFREGIONS FINANCIAL CORP NEW
915,605$8.2B0.13%Put
180
GLWCORNING INC
397,698$8.2B0.13%Put
181
WYNNWYNN RESORTS LTD
135,118$8.1B0.13%Put
182
BKNGBOOKING HLDGS INC
6,000$8.1B0.13%Put
183
BBYBEST BUY INC
141,413$8.1B0.13%Put
184
HLF 2.625 03/15/24HERBALIFE LTD
10,000,000$8.1B0.13%
185
SWKSTANLEY BLACK & DECKER INC
80,030$8.0B0.13%Put
186
LYBLYONDELLBASELL INDUSTRIES N
161,165$8.0B0.13%Put
187
LOGMEURLOGMEIN INC
95,344$7.9B0.13%
188
DDOMINION ENERGY INC
108,100$7.8B0.13%Put
189
ITWILLINOIS TOOL WKS INC
54,400$7.7B0.12%Put
190
GENNORTONLIFELOCK INC
407,100$7.6B0.12%Put
191
URIUNITED RENTALS INC
73,832$7.6B0.12%Put
192
WBC1EURWABCO HLDGS INC
56,196$7.6B0.12%
193
IBMINTERNATIONAL BUSINESS MACHS
68,400$7.6B0.12%Put
194
DOWDOW INC
253,308$7.4B0.12%Put
195
BKBANK NEW YORK MELLON CORP
218,652$7.4B0.12%Put
196
SYYSYSCO CORP
160,965$7.3B0.12%Put
197
MCOMOODYS CORP
34,400$7.3B0.12%Put
198
GSGOLDMAN SACHS GROUP INC
46,911$7.3B0.12%Put
199
TILRAY INC
22,500,000$7.2B0.12%
200
DUKDUKE ENERGY CORP NEW
87,900$7.1B0.11%Put
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