AWM Investment Company, Inc. Q4 2023 Filing
Filed February 14, 2024
Portfolio Value
$760.2B
Holdings
110
Report Date
Q4 2023
Filing Type
13F-HR
All Holdings (110 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | DXLGDestination XL Group, Inc. | 9,399,297 | $41.4B | 5.44% | |
| 2 | ASPNAspen Aerogels, Inc. | 2,146,428 | $33.9B | 4.46% | |
| 3 | AEHRAehr Test Systems | 1,227,883 | $32.6B | 4.29% | |
| 4 | PIImpinj, Inc. | 337,628 | $30.4B | 4.00% | |
| 5 | ADMAADMA Biologics, Inc. | 5,999,872 | $27.1B | 3.57% | |
| 6 | AMSCAmerican Superconductor Corpor | 2,228,301 | $24.8B | 3.27% | |
| 7 | INFUInfusystem Holdings, Inc. | 2,000,000 | $21.1B | 2.77% | |
| 8 | MRAMEverspin Technology, Inc. | 2,006,241 | $18.1B | 2.39% | |
| 9 | RGENRepligen Corporation | 100,000 | $18.0B | 2.37% | |
| 10 | KOPNKopin Corporation | 8,549,346 | $17.4B | 2.28% | |
| 11 | DRSLeonardo DRS, Inc. | 855,088 | $17.1B | 2.25% | |
| 12 | ARBEArbe Robotics, Ltd.(Israel) | 7,713,175 | $16.8B | 2.21% | |
| 13 | OOMAOoma, Inc. | 1,409,948 | $15.1B | 1.99% | |
| 14 | UTIUniversal Technical Institute | 1,123,053 | $14.1B | 1.85% | |
| 15 | JPXAerovironment, Inc. | 110,326 | $13.9B | 1.83% | |
| 16 | KIDSOrthoPediatrics Corporation | 425,619 | $13.8B | 1.82% | |
| 17 | LOVEThe Lovesac Company | 516,696 | $13.2B | 1.74% | |
| 18 | LMATLeMaitre Vascular, Inc. | 230,000 | $13.1B | 1.72% | |
| 19 | NGSNatural Gas Services Group,Inc | 769,233 | $12.4B | 1.63% | |
| 20 | —Kopin Corporation pre-funded @ | 6,000,000 | $12.1B | 1.59% | |
| 21 | OPRXOptimizeRx Corporation | 820,042 | $11.7B | 1.54% | |
| 22 | AIOTPowerFleet, Inc. | 3,417,223 | $11.7B | 1.54% | |
| 23 | GNSSGenasys, Inc. | 5,749,544 | $11.7B | 1.54% | |
| 24 | CEVACEVA, Inc. | 507,104 | $11.5B | 1.51% | |
| 25 | ARGXargenx SE - ADR (Netherlands) | 30,000 | $11.4B | 1.50% | |
| 26 | VMDViemed Healthcare, Inc.(Canada | 1,430,345 | $11.2B | 1.48% | |
| 27 | —Gambling.com Group Ltd. | 1,138,354 | $11.1B | 1.46% | |
| 28 | LASRnLight, Inc. | 741,405 | $10.0B | 1.32% | |
| 29 | VICRVicor Corporation | 219,436 | $9.9B | 1.30% | |
| 30 | LPSNUSDLivePerson, Inc. | 2,554,285 | $9.7B | 1.27% | |
| 31 | BLZEBackblaze, Inc. | 1,067,370 | $8.1B | 1.07% | |
| 32 | CNTCentury Casinos, Inc. | 1,644,037 | $8.0B | 1.06% | |
| 33 | CTRNCiti Trends, Inc. | 265,768 | $7.5B | 0.99% | |
| 34 | MASS908 Devices, Inc. | 653,468 | $7.3B | 0.96% | |
| 35 | TALKTalkspace, Inc. | 2,860,680 | $7.3B | 0.96% | |
| 36 | —NeoGames S.A. (Luxembourg) | 239,533 | $6.9B | 0.90% | |
| 37 | RCELAVITA Medical, Inc. | 496,952 | $6.8B | 0.90% | |
| 38 | BEEMBeam Global | 907,234 | $6.4B | 0.85% | |
| 39 | RDCMRADCOM, Ltd. (Israel) | 795,795 | $6.4B | 0.84% | |
| 40 | OFIXOrthofix Medical, Inc. | 474,456 | $6.4B | 0.84% | |
| 41 | TBCHTurtle Beach Corporation | 577,386 | $6.3B | 0.83% | |
| 42 | —Fathom Holdings, Inc. | 1,699,964 | $6.1B | 0.80% | |
| 43 | PPHMEURAvid Bioservices, Inc. | 931,527 | $6.1B | 0.80% | |
| 44 | —Turtle Beach Corp. @0 pre-fund | 550,000 | $6.0B | 0.79% | |
| 45 | RSVRReservoir Media, Inc. | 701,662 | $5.0B | 0.66% | |
| 46 | SRTABlade Air Mobility, Inc. | 1,388,635 | $4.9B | 0.64% | |
| 47 | PFIEEURProfire Energy, Inc. | 2,619,956 | $4.7B | 0.62% | |
| 48 | GAIAGaia, Inc. | 1,738,257 | $4.7B | 0.62% | |
| 49 | UCTTUltra Clean Holdings, Inc. | 132,248 | $4.5B | 0.59% | |
| 50 | LTRXLantronix, Inc. | 761,933 | $4.5B | 0.59% | |
| 51 | QUIKQuickLogic Corporation | 320,021 | $4.4B | 0.58% | |
| 52 | RCATRed Cat Holdings, Inc. | 5,000,000 | $4.4B | 0.58% | |
| 53 | AVNWAviat Networks, Inc. | 130,808 | $4.3B | 0.56% | |
| 54 | —Tela Bio, Inc. | 589,963 | $3.9B | 0.51% | |
| 55 | BKSYBlackSky Technology, Inc. | 2,785,671 | $3.9B | 0.51% | |
| 56 | ECORElectroCore, Inc. | 550,364 | $3.2B | 0.42% | |
| 57 | —Synchronoss Technologies, Inc. | 489,286 | $3.0B | 0.40% | |
| 58 | BTMBitcoin Depot, Inc. | 937,002 | $3.0B | 0.40% | |
| 59 | IMVTImmunovant, Inc. | 70,000 | $2.9B | 0.39% | |
| 60 | —The Real Good Food Company, In | 1,935,627 | $2.9B | 0.39% | |
| 61 | —ElectroCore, Inc. Pre-funded @ | 500,000 | $2.9B | 0.38% | |
| 62 | SCTLSocietal CDMO, Inc. | 7,226,414 | $2.5B | 0.33% | |
| 63 | VITLVital Farms, Inc. | 157,301 | $2.5B | 0.32% | |
| 64 | WPRTWestport Fuel Systems, Inc. | 369,090 | $2.4B | 0.32% | |
| 65 | —Ideal Power @2.32 11/13/24 9.9 | 439,180 | $2.4B | 0.32% | |
| 66 | LPZBLightPath Technologies, Inc. - | 1,825,000 | $2.3B | 0.30% | |
| 67 | NMTCNeuroOne Medical Technologies | 1,450,000 | $2.3B | 0.30% | |
| 68 | —Lilium N.V. (Germany) | 1,938,845 | $2.3B | 0.30% | |
| 69 | EMKREUREMCORE Corporation | 4,642,632 | $2.3B | 0.30% | |
| 70 | SERASera Prognostics, Inc. | 374,902 | $2.2B | 0.29% | |
| 71 | USIOUsio,Inc. | 1,270,628 | $2.2B | 0.29% | |
| 72 | GRWGGrowGeneration Corp. | 850,692 | $2.1B | 0.28% | |
| 73 | MXCTMaxCyte, Inc. | 450,000 | $2.1B | 0.28% | |
| 74 | TCMDTactile Systems Technology, In | 145,000 | $2.1B | 0.27% | |
| 75 | PGNYProgyny, Inc. | 55,000 | $2.0B | 0.27% | |
| 76 | NUVBNuvation Bio, Inc. | 1,350,000 | $2.0B | 0.27% | |
| 77 | VERUEURVeru, Inc. | 2,750,000 | $2.0B | 0.26% | |
| 78 | —Ideal Power @.001 (pre-funded) | 253,830 | $2.0B | 0.26% | |
| 79 | —EMCORE Corp. pre-funded @.0000 | 4,000,000 | $2.0B | 0.26% | |
| 80 | QSequans Communications S.A. AD | 681,246 | $1.9B | 0.25% | |
| 81 | —OncoCyte Corporation | 754,286 | $1.9B | 0.25% | |
| 82 | CRNXCrinetics Pharmaceuticals, Inc | 50,000 | $1.8B | 0.23% | |
| 83 | —voxeljet AG, ADR (Germany) | 1,351,883 | $1.7B | 0.23% | |
| 84 | —Societal CDMO pre-funded @.000 | 4,860,000 | $1.7B | 0.22% | |
| 85 | GENKGen Restaurant Group, Inc. | 214,535 | $1.7B | 0.22% | |
| 86 | OPKOPKO Health, Inc. | 1,100,000 | $1.7B | 0.22% | |
| 87 | 51AAmerican Public Education, Inc | 169,370 | $1.6B | 0.22% | |
| 88 | NNDMNano Dimension, Ltd. ADR (Isra | 663,126 | $1.6B | 0.21% | |
| 89 | UGROurban-gro, Inc. | 1,075,037 | $1.5B | 0.20% | |
| 90 | DHXDHI Group, Inc. | 581,000 | $1.5B | 0.20% | |
| 91 | QIPTQuipt Home Medical Corp. | 294,600 | $1.5B | 0.20% | |
| 92 | AUGXAugmedix, Inc. | 246,594 | $1.4B | 0.19% | |
| 93 | TEADOutbrain, Inc. | 301,155 | $1.3B | 0.17% | |
| 94 | VEEETwin Vee PowerCats Co. | 939,176 | $1.3B | 0.17% | |
| 95 | —Ideal Power, Inc. | 163,281 | $1.3B | 0.17% | |
| 96 | RKLBRocket Lab USA, Inc. | 202,000 | $1.1B | 0.15% | |
| 97 | MOVEMovano, Inc. | 1,364,286 | $1.1B | 0.14% | |
| 98 | ASPSAltisource Portfolio Solutions | 280,600 | $998.9M | 0.13% | |
| 99 | —ElectroCore Inc. @4.35 2/1/24- | 396,600 | $983.6M | 0.13% | |
| 100 | —LiqTech International, Inc. | 250,000 | $850.0M | 0.11% |
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