AWM Investment Company, Inc. Q3 2023 Filing
Filed November 14, 2023
Portfolio Value
$677.5B
Holdings
108
Report Date
Q3 2023
Filing Type
13F-HR
All Holdings (108 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | AEHRAehr Test Systems | 1,197,883 | $54.7B | 8.08% | |
| 2 | DXLGDestination XL Group, Inc. | 9,399,297 | $42.1B | 6.22% | |
| 3 | ADMAADMA Biologics, Inc. | 5,999,872 | $21.5B | 3.17% | |
| 4 | PIImpinj, Inc. | 365,428 | $20.1B | 2.97% | |
| 5 | MRAMEverspin Technology, Inc. | 2,006,241 | $19.7B | 2.91% | |
| 6 | INFUInfusystem Holdings, Inc. | 2,000,000 | $19.3B | 2.85% | |
| 7 | OOMAOoma, Inc. | 1,409,948 | $18.3B | 2.71% | |
| 8 | ARBEArbe Robotics, Ltd.(Israel) | 7,713,175 | $18.0B | 2.65% | |
| 9 | RGENRepligen Corporation | 100,000 | $15.9B | 2.35% | |
| 10 | ARGXargenx SE - ADR (Netherlands) | 30,000 | $14.7B | 2.18% | |
| 11 | DRSLeonardo DRS, Inc. | 856,088 | $14.3B | 2.11% | |
| 12 | ASPNAspen Aerogels, Inc. | 1,661,580 | $14.3B | 2.11% | |
| 13 | AMSCAmerican Superconductor Corp | 1,854,241 | $14.0B | 2.07% | |
| 14 | —Gambling.com Group Ltd. | 1,038,354 | $13.6B | 2.00% | |
| 15 | LMATLeMaitre Vascular, Inc. | 230,000 | $12.5B | 1.85% | |
| 16 | KIDSOrthoPediatrics Corporation | 377,276 | $12.1B | 1.78% | |
| 17 | VICRVicor Corporation | 204,960 | $12.1B | 1.78% | |
| 18 | GNSSGenasys, Inc. | 5,749,544 | $11.6B | 1.71% | |
| 19 | PFSWUSDPfsweb, Inc. | 1,545,203 | $11.5B | 1.70% | |
| 20 | NGSNatural Gas Services Group,Inc | 769,233 | $11.2B | 1.65% | |
| 21 | KOPNKopin Corporation | 8,546,746 | $10.4B | 1.54% | |
| 22 | LOVELovesac Company, The | 516,696 | $10.3B | 1.52% | |
| 23 | PPHMEURAvid Bioservices, Inc. | 999,926 | $9.4B | 1.39% | |
| 24 | UTIUniversal Technical Institute | 1,123,053 | $9.4B | 1.39% | |
| 25 | CEVACEVA, Inc. | 457,342 | $8.9B | 1.31% | |
| 26 | CNTCentury Casinos, Inc. | 1,644,037 | $8.4B | 1.24% | |
| 27 | LPSNUSDLivePerson, Inc. | 2,084,476 | $8.1B | 1.20% | |
| 28 | OFIXOrthofix Medical Inc. | 598,463 | $7.7B | 1.14% | |
| 29 | QSequans Communications S.A. AD | 2,591,075 | $7.3B | 1.08% | |
| 30 | JPXAerovironment, Inc. | 65,208 | $7.3B | 1.07% | |
| 31 | —Kopin Corporation pre-funded @ | 6,000,000 | $7.3B | 1.07% | |
| 32 | PFIEEURProfire Energy, Inc. | 2,596,156 | $7.2B | 1.07% | |
| 33 | RDCMRADCOM, Ltd. (Israel) | 753,929 | $6.6B | 0.97% | |
| 34 | —NeoGames S.A. (Luxembourg) | 239,533 | $6.5B | 0.95% | |
| 35 | AIOTPowerFleet, Inc. | 2,974,946 | $6.2B | 0.91% | |
| 36 | OPRXOptimizeRx Corporation | 782,571 | $6.1B | 0.90% | |
| 37 | CTRNCiti Trends, Inc. | 265,768 | $5.9B | 0.87% | |
| 38 | BLZEBackblaze, Inc. | 1,067,370 | $5.9B | 0.87% | |
| 39 | VMDViemed Healthcare, Inc. (Canad | 854,875 | $5.7B | 0.85% | |
| 40 | TBCHTurtle Beach Corporation | 577,386 | $5.2B | 0.77% | |
| 41 | LASRnLight, Inc. | 490,882 | $5.1B | 0.75% | |
| 42 | —Turtle Beach Corp. @0 pre-fund | 550,000 | $5.0B | 0.74% | |
| 43 | SCTLSocietal CDMO, Inc. | 10,266,144 | $4.8B | 0.71% | |
| 44 | TALKTalkspace, Inc. | 2,287,724 | $4.5B | 0.66% | |
| 45 | GENKGen Restaurant Group, Inc. | 379,299 | $4.4B | 0.65% | |
| 46 | BEEMBeam Global | 592,363 | $4.4B | 0.65% | |
| 47 | RSVRReservoir Media, Inc. | 701,662 | $4.3B | 0.63% | |
| 48 | —Synchronoss Technologies, Inc. | 4,403,591 | $4.2B | 0.62% | |
| 49 | UCTTUltra Clean Holdings, Inc. | 132,248 | $3.9B | 0.58% | |
| 50 | AVNWAviat Networks, Inc. | 123,639 | $3.9B | 0.57% | |
| 51 | MASS908 Devices, Inc. | 561,506 | $3.7B | 0.55% | |
| 52 | QUIKQuickLogic Corporation | 415,230 | $3.6B | 0.53% | |
| 53 | LTRXLantronix, Inc. | 761,933 | $3.4B | 0.50% | |
| 54 | ECORElectroCore, Inc. | 550,364 | $3.3B | 0.49% | |
| 55 | —Ideal Power @2.32 11/13/24 9.9 | 439,180 | $3.3B | 0.49% | |
| 56 | —Tela Bio, Inc. | 408,346 | $3.3B | 0.48% | |
| 57 | BKSYBlackSky Technology, Inc. | 2,785,671 | $3.3B | 0.48% | |
| 58 | —ElectroCore, Inc. Pre-funded @ | 500,000 | $3.0B | 0.45% | |
| 59 | GAIAGaia, Inc. | 1,097,865 | $3.0B | 0.44% | |
| 60 | —The Real Good Food Company,Inc | 877,353 | $2.9B | 0.43% | |
| 61 | LPZBLightPath Technologies, Inc. | 1,825,000 | $2.6B | 0.39% | |
| 62 | EMKREUREMCORE Corporation | 5,262,296 | $2.5B | 0.37% | |
| 63 | —Ideal Power @.001 (pre-funded) | 253,830 | $2.5B | 0.37% | |
| 64 | GRWGGrowGeneration Corp. | 850,692 | $2.5B | 0.37% | |
| 65 | CLNNEURClene Inc. | 5,000,000 | $2.5B | 0.37% | |
| 66 | BTMBitcoin Depot,Inc. | 937,002 | $2.5B | 0.36% | |
| 67 | TEADOutbrain, Inc. | 503,436 | $2.5B | 0.36% | |
| 68 | —OncoCyte Corporation | 719,282 | $2.4B | 0.35% | |
| 69 | —eMagin Corp @.78 10/9/19-10/9/ | 1,947,491 | $2.4B | 0.35% | |
| 70 | VMDViemed Healthcare, Inc. (US) | 344,350 | $2.3B | 0.34% | |
| 71 | WPRTWestport Fuel Systems, Inc. | 383,202 | $2.3B | 0.34% | |
| 72 | —Societal CDMO pre-funded @.000 | 4,860,000 | $2.3B | 0.34% | |
| 73 | USIOUsio,Inc. | 1,270,628 | $2.2B | 0.33% | |
| 74 | TCMDTactile Systems Technology,Inc | 145,000 | $2.0B | 0.30% | |
| 75 | IMVTImmunovant, Inc. | 50,000 | $1.9B | 0.28% | |
| 76 | NUVBNuvation Bio, Inc. | 1,425,000 | $1.9B | 0.28% | |
| 77 | —Emcore Corp. pre-funded @.0000 | 4,000,000 | $1.9B | 0.28% | |
| 78 | NNDMNano Dimension, Ltd. ADR (Isra | 663,126 | $1.8B | 0.27% | |
| 79 | DHXDHI Group, Inc. | 581,000 | $1.8B | 0.26% | |
| 80 | PGNYProgyny, Inc. | 50,000 | $1.7B | 0.25% | |
| 81 | PRTCPureTech Health PLC-ADR (Brita | 70,000 | $1.6B | 0.24% | |
| 82 | —Lilium N.V. (Germany) | 2,256,225 | $1.6B | 0.24% | |
| 83 | OPKOPKO Health, Inc. | 1,000,000 | $1.6B | 0.24% | |
| 84 | —Ideal Power, Inc. | 163,281 | $1.6B | 0.24% | |
| 85 | UGROurban-gro, Inc. | 1,138,861 | $1.5B | 0.23% | |
| 86 | QIPTQuipt Home Medical Corp. | 294,600 | $1.5B | 0.22% | |
| 87 | MOVEMovano, Inc. | 1,364,286 | $1.5B | 0.22% | |
| 88 | —voxeljet AG, ADR (Germany) | 1,361,393 | $1.4B | 0.21% | |
| 89 | NMTCNeuroOne Medical Technologies | 1,550,000 | $1.4B | 0.20% | |
| 90 | —eMagin Corporation | 689,665 | $1.4B | 0.20% | |
| 91 | ZYXIQZynex, Inc. | 170,882 | $1.4B | 0.20% | |
| 92 | VEEETwin Vee PowerCats Co. | 939,176 | $1.3B | 0.20% | |
| 93 | —ElectroCore Inc. @4.35 2/1/24 | 396,600 | $1.3B | 0.18% | |
| 94 | SP4PAchieve Life Sciences, Inc. | 272,500 | $1.2B | 0.17% | |
| 95 | ASPSAltisource Portfolio Solutions | 280,800 | $1.1B | 0.17% | |
| 96 | AQMSEURAqua Metals, Inc. | 900,000 | $1.0B | 0.15% | |
| 97 | APDNApplied DNA Sciences, Inc. | 808,805 | $994.8M | 0.15% | |
| 98 | —Shapeways Holdings, Inc. | 310,037 | $992.1M | 0.15% | |
| 99 | —LiqTech International, Inc. | 250,000 | $967.5M | 0.14% | |
| 100 | JOBGee Group, Inc. | 1,600,096 | $946.8M | 0.14% |
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