AWM Investment Company, Inc. Q2 2016 Filing
Filed August 9, 2016
Portfolio Value
$468.0M
Holdings
96
Report Date
Q2 2016
Filing Type
13F-HR
All Holdings (96 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | CEVACEVA, Inc. | 1,107,410 | $30.1M | 6.43% | |
| 2 | VCRAUSDVocera Communications, Inc. | 1,550,263 | $19.9M | 4.26% | |
| 3 | —NeoPhotonics Corporation | 2,014,045 | $19.2M | 4.10% | |
| 4 | —inContact Inc. | 1,300,365 | $18.0M | 3.85% | |
| 5 | —Brightcove, Inc. | 1,904,022 | $16.8M | 3.58% | |
| 6 | KOPNKopin Corporation | 6,619,921 | $14.7M | 3.14% | |
| 7 | PFSWUSDPfsweb, Inc. | 1,545,738 | $14.7M | 3.14% | |
| 8 | LMATLeMaitre Vascular Inc. | 968,760 | $13.8M | 2.95% | |
| 9 | LPSNUSDLivePerson, Inc. | 2,093,078 | $13.3M | 2.84% | |
| 10 | AQMSEURAqua Metals, Inc. | 1,117,650 | $13.1M | 2.81% | |
| 11 | JPXAerovironment, Inc. | 467,909 | $13.0M | 2.78% | |
| 12 | —Vitae Pharmaceuticals, Inc. | 1,177,864 | $12.7M | 2.72% | |
| 13 | TREELendingTree, Inc. | 132,723 | $11.7M | 2.50% | |
| 14 | AMSCAmerican Superconductor, Corp. | 1,246,576 | $10.5M | 2.25% | |
| 15 | SQNSSequans Communications - ADR ( | 4,120,230 | $8.4M | 1.80% | |
| 16 | UCTTUltra Clean Holdings, Inc. | 1,472,701 | $8.4M | 1.79% | |
| 17 | WATTEnergous Corporation | 644,271 | $8.3M | 1.78% | |
| 18 | —Ideal Power, Inc. | 1,681,935 | $8.3M | 1.77% | |
| 19 | —Pfenex, Inc. | 952,216 | $8.0M | 1.70% | |
| 20 | —DSP Group, Inc. | 743,639 | $7.9M | 1.69% | |
| 21 | —IZEA Inc. | 1,018,216 | $7.8M | 1.66% | |
| 22 | —LRAD Corporation | 4,192,710 | $7.5M | 1.60% | |
| 23 | —Aratana Therapeutics, Inc. | 1,116,255 | $7.1M | 1.51% | |
| 24 | —Broadwind Energy, Inc. | 1,450,009 | $6.1M | 1.31% | |
| 25 | —Avinger, Inc. | 500,295 | $6.0M | 1.28% | |
| 26 | —Revolution Lighting Technologi | 950,000 | $5.9M | 1.25% | |
| 27 | —Neonode, Inc. | 4,010,539 | $5.9M | 1.25% | |
| 28 | NLSTNetlist, Inc. | 4,969,543 | $5.8M | 1.24% | |
| 29 | —Gigamon, Inc. | 149,277 | $5.6M | 1.19% | |
| 30 | —Manitex Int'l Inc. | 781,362 | $5.4M | 1.16% | |
| 31 | ALDXAldeyra Therapeutics, Inc. | 917,810 | $5.2M | 1.12% | |
| 32 | WCPCPI Aerostructures, Inc. | 842,149 | $5.2M | 1.11% | |
| 33 | —ESSA Pharma Inc. | 1,696,968 | $5.0M | 1.07% | |
| 34 | —Loxo Oncology, Inc. | 190,000 | $4.4M | 0.94% | |
| 35 | ASCArdmore Shipping Corp. (Irelan | 604,110 | $4.1M | 0.87% | |
| 36 | MXLMaxLinear, Inc. | 221,452 | $4.0M | 0.85% | |
| 37 | —Earthstone Energy, Inc. | 360,000 | $3.9M | 0.83% | |
| 38 | RGENRepligen Corporation | 140,000 | $3.8M | 0.82% | |
| 39 | INFUInfusystem Holdings, Inc. | 1,453,621 | $3.8M | 0.81% | |
| 40 | —Bazaarvoice Inc. | 938,991 | $3.8M | 0.80% | |
| 41 | —Five Prime Therapeutics, Inc. | 90,000 | $3.7M | 0.80% | |
| 42 | —SeaChange International, Inc. | 1,153,677 | $3.7M | 0.79% | |
| 43 | IRMDiRadimed Corporation | 158,830 | $3.5M | 0.74% | |
| 44 | EXTRExtreme Networks, Inc. | 1,015,219 | $3.4M | 0.74% | |
| 45 | —TearLab Corp. (F4) | 5,277,250 | $3.4M | 0.72% | |
| 46 | OPKOpko Health Inc. | 350,000 | $3.3M | 0.70% | |
| 47 | —Genocea Biosciences, Inc. | 778,849 | $3.2M | 0.68% | |
| 48 | —Boingo Wireless, Inc. | 355,026 | $3.2M | 0.68% | |
| 49 | RDCMRADCOM Ltd. | 262,664 | $3.1M | 0.65% | |
| 50 | —MCBC Holdings, Inc. | 275,390 | $3.0M | 0.65% | |
| 51 | —SharpSpring, Inc. | 530,734 | $2.8M | 0.59% | |
| 52 | IDNIntellicheck Mobilisa, Inc. | 1,985,022 | $2.7M | 0.59% | |
| 53 | —Cidara Therapeutics Inc. | 262,655 | $2.7M | 0.58% | |
| 54 | CVVCVD Equipment Corporation | 288,700 | $2.5M | 0.53% | |
| 55 | —BioTelemetry, Inc. | 145,000 | $2.4M | 0.50% | |
| 56 | —MoSys, Inc. | 5,822,957 | $2.4M | 0.50% | |
| 57 | QNSTQuinStreet, Inc. | 652,390 | $2.3M | 0.49% | |
| 58 | IMMRImmersion Corporation | 313,091 | $2.3M | 0.49% | |
| 59 | NVEEUSDNV5 Global Inc. | 77,500 | $2.2M | 0.47% | |
| 60 | —Tivo, Inc. | 202,908 | $2.0M | 0.43% | |
| 61 | —Trillium Therapeutics Corp. Ca | 209,177 | $1.9M | 0.40% | |
| 62 | —Streamline Health Solutions | 1,563,734 | $1.9M | 0.40% | |
| 63 | VSTMVerastem, Inc. | 1,400,000 | $1.8M | 0.39% | |
| 64 | XELBUSDXCel Brands Inc. | 360,000 | $1.8M | 0.39% | |
| 65 | —Presbia, PLC (Ireland) | 394,406 | $1.8M | 0.38% | |
| 66 | —NTN Buzztime, Inc. | 181,650 | $1.6M | 0.33% | |
| 67 | ITIEURIteris, Inc. | 535,369 | $1.5M | 0.33% | |
| 68 | —PC-Tel, Inc. | 316,403 | $1.5M | 0.32% | |
| 69 | —Invuity, Inc. | 150,000 | $1.4M | 0.31% | |
| 70 | —Gaiam, Inc. | 172,670 | $1.3M | 0.29% | |
| 71 | —ARI Network Services, Inc. | 300,000 | $1.3M | 0.27% | |
| 72 | —Determine, Inc. | 816,820 | $1.2M | 0.27% | |
| 73 | BOOTBoot Barn Holdings, Inc. | 142,000 | $1.2M | 0.26% | |
| 74 | —Corium International Inc. | 343,301 | $1.2M | 0.25% | |
| 75 | —Great Elm Capital Group, Inc. | 175,889 | $1.2M | 0.25% | |
| 76 | CNCEEURConcert Pharmaceuticals, Inc. | 100,000 | $1.1M | 0.24% | |
| 77 | CPHCipher Pharmaceuticals, Inc. | 211,300 | $1.1M | 0.24% | |
| 78 | —Trevena, Inc. | 143,904 | $907K | 0.19% | |
| 79 | GLDDGreat Lakes Dredge & Dock Co. | 200,000 | $872K | 0.19% | |
| 80 | —ParkerVision, Inc. | 264,072 | $829K | 0.18% | |
| 81 | —Xactly Corporation | 61,928 | $793K | 0.17% | |
| 82 | —Rand logistics Inc. | 647,235 | $667K | 0.14% | |
| 83 | —Zagg, Inc. | 125,300 | $658K | 0.14% | |
| 84 | SAIASaia, Inc. | 22,500 | $566K | 0.12% | |
| 85 | GBYSangamo BioSciences, Inc. | 92,200 | $534K | 0.11% | |
| 86 | —Turtle Beach Corporation | 400,000 | $388K | 0.08% | |
| 87 | CLSDUSDClearside Biomedical, Inc. | 50,000 | $350K | 0.07% | |
| 88 | PLSEPulse Biosciences, Inc. | 67,000 | $301K | 0.06% | |
| 89 | —Intricon Corp. | 55,000 | $294K | 0.06% | |
| 90 | —ChannelAdvisor, Corp. | 19,521 | $283K | 0.06% | |
| 91 | SCYXEURSCYNEXIS, Inc. | 125,000 | $271K | 0.06% | |
| 92 | —OvaScience, Inc. | 50,000 | $260K | 0.06% | |
| 93 | —Xplore Technologies, Corp. | 100,000 | $240K | 0.05% | |
| 94 | —Support.com, Inc. | 271,753 | $229K | 0.05% | |
| 95 | —EyeGate Pharmaceuticals @10.62 | 137,092 | $86K | 0.02% | |
| 96 | —Cellectar Biosciences @4.68 8/ | 106,600 | $47K | 0.01% |