ARES MANAGEMENT LLC Q4 2016 Filing
Filed February 13, 2017
Portfolio Value
$1.8T
Holdings
54
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (54 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —Williams Clayton Energy, Inc | 5,852,509 | $698.0B | 39.85% | |
| 2 | —Smart& Final Stores Inc | 44,218,762 | $623.5B | 35.60% | |
| 3 | —Halcon Resources Corporation | 17,981,822 | $167.9B | 9.59% | |
| 4 | ARCCAres Capital Corp | 1,474,695 | $24.3B | 1.39% | |
| 5 | FSICUSDFS Investment Corp | 1,894,909 | $19.5B | 1.11% | |
| 6 | —Apollo Investment Corp | 2,367,945 | $13.9B | 0.79% | |
| 7 | NMFCNew Mountain Finance Corp | 884,953 | $12.5B | 0.71% | |
| 8 | —Travelport Worldwide Ltd | 797,440 | $11.2B | 0.64% | |
| 9 | AALAmerican Airlines, Inc. | 239,276 | $11.2B | 0.64% | |
| 10 | —Fifth Street Finance Corp | 2,024,406 | $10.9B | 0.62% | |
| 11 | GBDCGolub Capital BDC Inc. | 590,255 | $10.9B | 0.62% | |
| 12 | —THL Credit Inc. | 1,017,451 | $10.2B | 0.58% | |
| 13 | —Midstates Petroleum Company Inc | 477,081 | $9.9B | 0.57% | |
| 14 | PSECProspect Capital Corp | 1,076,478 | $9.0B | 0.51% | |
| 15 | BKCCUSDBlackRock Capital Investment | 1,266,354 | $8.8B | 0.50% | |
| 16 | —Fifth Street Senior Floating | 931,373 | $8.1B | 0.46% | |
| 17 | —Triangle Capital Corp | 431,580 | $7.9B | 0.45% | |
| 18 | —TCP Capital Corp | 449,342 | $7.6B | 0.43% | |
| 19 | SLRCSolar Capital LTD | 323,517 | $6.7B | 0.38% | |
| 20 | FDUSFidus Investment Corp | 421,623 | $6.6B | 0.38% | |
| 21 | MCCUSDMedley Capital Corp | 835,110 | $6.3B | 0.36% | |
| 22 | TPVGTriplePoint Venture Growth | 481,669 | $5.7B | 0.32% | |
| 23 | PFLTPenantPark Floating Rate | 399,768 | $5.6B | 0.32% | |
| 24 | —Alcentra Capital Corp | 419,524 | $5.0B | 0.29% | |
| 25 | SCMStellus Capital Investment Corp | 406,962 | $4.9B | 0.28% | |
| 26 | PNNTPenantPark Investment Corp | 633,629 | $4.9B | 0.28% | |
| 27 | WHFWhiteHorse Finance Inc | 393,691 | $4.8B | 0.27% | |
| 28 | —Solar Senior Capital LTD | 266,784 | $4.4B | 0.25% | |
| 29 | —Capitala Finance Corp | 318,213 | $4.1B | 0.23% | |
| 30 | PMTPennyMac Mortgage | 241,121 | $3.9B | 0.23% | |
| 31 | —Garrison Capital Inc | 306,744 | $2.9B | 0.16% | |
| 32 | TWOTwo Harbors Invt Corp | 295,700 | $2.6B | 0.15% | |
| 33 | CIMChimera Investment Corp | 131,673 | $2.2B | 0.13% | |
| 34 | BXMTBlackstone Mortgage Trust Inc | 64,300 | $1.9B | 0.11% | |
| 35 | LADRLadder Cap Corp | 138,610 | $1.9B | 0.11% | |
| 36 | TSLXUSDTPG Specialty Lending Inc | 96,587 | $1.8B | 0.10% | |
| 37 | HTGCHercules Capital Inc. | 101,239 | $1.4B | 0.08% | |
| 38 | OFSOFS Capital Corp | 81,328 | $1.1B | 0.06% | |
| 39 | DSLDoubline Income Solutions | 56,000 | $1.1B | 0.06% | |
| 40 | HRZNHorizon Technology Fin Corp | 97,253 | $1.0B | 0.06% | |
| 41 | —Halcon Resources Corporation | 340,906 | $784.0M | 0.04% | |
| 42 | ECCEagle Ppoint CR CO LLC | 45,653 | $765.0M | 0.04% | |
| 43 | —INC Research Hldgs Inc | 13,252 | $738.0M | 0.04% | |
| 44 | —KCAP Financial Inc | 148,835 | $592.0M | 0.03% | |
| 45 | —CM Finance Inc. | 53,600 | $498.0M | 0.03% | |
| 46 | —Royal Bank of Scotland Group | 400,000 | $383.0M | 0.02% | |
| 47 | ARDCAres Dynamic Credit | 24,593 | $371.0M | 0.02% | |
| 48 | —Lloyds Banking Group PLC | 250,000 | $258.0M | 0.01% | |
| 49 | ACREAres Commercial Real Estate | 18,466 | $254.0M | 0.01% | |
| 50 | BGBBlackstone / GSO Strategic CR | 10,200 | $156.0M | 0.01% | |
| 51 | —Capstead Mortgage Corp | 14,000 | $143.0M | 0.01% | |
| 52 | —CYS Investments Inc | 16,000 | $124.0M | 0.01% | |
| 53 | —Rocket Fuel Inc | 11,405 | $20.0M | 0.00% | |
| 54 | —BioScrip, Inc. | 11,800 | $12.0M | 0.00% |