ARES MANAGEMENT LLC Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$1.6T
Holdings
52
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (52 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —Smart& Final Stores Inc | 44,218,762 | $564.7B | 36.17% | |
| 2 | —Williams Clayton Energy, Inc | 6,093,505 | $520.6B | 33.35% | |
| 3 | —Halcon Resources Corporation | 17,981,822 | $168.7B | 10.80% | |
| 4 | AALAmerican Airlines, Inc. | 1,013,276 | $37.1B | 2.38% | |
| 5 | ALLYAlly Financial, Inc. | 1,771,000 | $34.5B | 2.21% | |
| 6 | ARCCAres Capital Corp | 1,297,192 | $20.1B | 1.29% | |
| 7 | DOOREURMasonite International Corporation | 322,000 | $20.0B | 1.28% | |
| 8 | FSICUSDFS Investment Corp | 1,816,309 | $17.2B | 1.10% | |
| 9 | —Travelport Worldwide Ltd | 1,101,440 | $16.6B | 1.06% | |
| 10 | NMFCNew Mountain Finance Corp | 793,176 | $10.9B | 0.70% | |
| 11 | —Fifth Street Finance Corp | 1,876,907 | $10.9B | 0.70% | |
| 12 | —THL Credit Inc. | 1,038,716 | $9.9B | 0.63% | |
| 13 | —Apollo Investment Corp | 1,659,045 | $9.6B | 0.62% | |
| 14 | BKCCUSDBlackRock Capital Investment | 1,136,354 | $9.4B | 0.60% | |
| 15 | —Fifth Street Senior Floating | 920,910 | $7.9B | 0.50% | |
| 16 | —TCP Capital Corp | 473,573 | $7.8B | 0.50% | |
| 17 | PFLTPenantPark Floating Rate | 550,656 | $7.3B | 0.47% | |
| 18 | PNNTPenantPark Investment Corp | 963,259 | $7.2B | 0.46% | |
| 19 | MCCUSDMedley Capital Corp | 800,345 | $6.1B | 0.39% | |
| 20 | SLRCSolar Capital LTD | 287,527 | $5.9B | 0.38% | |
| 21 | TPVGTriplePoint Venture Growth | 541,123 | $5.7B | 0.37% | |
| 22 | FDUSFidus Investment Corp | 308,001 | $4.9B | 0.31% | |
| 23 | GSBDGoldman Sachs BDC Inc. | 202,866 | $4.4B | 0.28% | |
| 24 | —Alcentra Capital Corp | 318,383 | $4.1B | 0.26% | |
| 25 | SCMStellus Capital Investment Corp | 373,394 | $4.1B | 0.26% | |
| 26 | WHFWhiteHorse Finance Inc | 368,868 | $4.0B | 0.26% | |
| 27 | PMTPennyMac Mortgage | 241,121 | $3.8B | 0.24% | |
| 28 | —Solar Senior Capital LTD | 231,000 | $3.7B | 0.24% | |
| 29 | BXMTBlackstone Mortgage Trust Inc | 125,568 | $3.7B | 0.24% | |
| 30 | —Capitala Finance Corp | 258,465 | $3.4B | 0.22% | |
| 31 | PSECProspect Capital Corp | 377,985 | $3.1B | 0.20% | |
| 32 | —Triangle Capital Corp | 134,890 | $2.7B | 0.17% | |
| 33 | TSLXUSDTPG Specialty Lending Inc | 141,113 | $2.6B | 0.16% | |
| 34 | STWDStarwood Property Trust, Inc. | 106,815 | $2.4B | 0.15% | |
| 35 | —Garrison Capital Inc | 210,082 | $2.1B | 0.14% | |
| 36 | GBDCGolub Capital BDC Inc. | 113,000 | $2.1B | 0.13% | |
| 37 | CIMChimera Investment Corp | 99,673 | $1.6B | 0.10% | |
| 38 | OFSOFS Capital Corp | 118,357 | $1.5B | 0.10% | |
| 39 | —KCAP Financial Inc | 325,880 | $1.5B | 0.10% | |
| 40 | —Cumulus Media, Inc. | 4,434,209 | $1.5B | 0.09% | |
| 41 | HTGCHercules Capital Inc. | 93,339 | $1.3B | 0.08% | |
| 42 | —CM Finance Inc. | 138,614 | $1.3B | 0.08% | |
| 43 | DSLDoubline Income Solutions | 56,000 | $1.0B | 0.07% | |
| 44 | —Halcon Resources Corporation | 340,906 | $750.0M | 0.05% | |
| 45 | —Royal Bank of Scotland Group | 400,000 | $376.0M | 0.02% | |
| 46 | ARDCAres Dynamic Credit | 22,325 | $332.0M | 0.02% | |
| 47 | —Lloyds Banking Group PLC | 250,000 | $258.0M | 0.02% | |
| 48 | ACREAres Commercial Real Estate | 18,362 | $231.0M | 0.01% | |
| 49 | —Harvest Capital Credit Corp | 18,289 | $223.0M | 0.01% | |
| 50 | —CYS Investments Inc | 13,000 | $113.0M | 0.01% | |
| 51 | —Capstead Mortgage Corp | 12,000 | $113.0M | 0.01% | |
| 52 | —Rocket Fuel Inc | 11,405 | $30.0M | 0.00% |