Anson Funds Management LP Q4 2016 Filing
Filed February 14, 2017
Portfolio Value
$319.7B
Holdings
88
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (88 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | AMZNAMAZON COM INC | 60,000 | $45.0B | 14.07% | Put |
| 2 | SPYSPDR S&P 500 ETF TR | 128,925 | $28.8B | 9.01% | |
| 3 | —BROADCOM LTD | 155,000 | $27.4B | 8.57% | Put |
| 4 | BACBANK AMER CORP | 1,218,425 | $26.9B | 8.42% | |
| 5 | —BELLATRIX EXPLORATION LTD | 18,000,000 | $23.0B | 7.21% | |
| 6 | MSFTMICROSOFT CORP | 319,787 | $19.9B | 6.22% | |
| 7 | IBMINTERNATIONAL BUSINESS MACHS | 80,000 | $13.3B | 4.15% | Put |
| 8 | VMCVULCAN MATLS CO | 83,800 | $10.5B | 3.28% | |
| 9 | CRUSCIRRUS LOGIC INC | 181,500 | $10.3B | 3.21% | Put |
| 10 | —ELLIS PERRY INTL INC | 387,790 | $9.7B | 3.02% | |
| 11 | EVCENTRAVISION COMMUNICATIONS C | 1,235,000 | $8.6B | 2.70% | |
| 12 | DXJWISDOMTREE TR | 165,000 | $8.2B | 2.56% | |
| 13 | MSIMOTOROLA SOLUTIONS INC | 96,600 | $8.0B | 2.50% | Put |
| 14 | SWKSSKYWORKS SOLUTIONS INC | 100,000 | $7.5B | 2.34% | Put |
| 15 | —ROYAL BK CDA MONTREAL QUE | 110,000 | $7.4B | 2.33% | Put |
| 16 | TKTEEKAY CORPORATION | 763,597 | $6.1B | 1.92% | |
| 17 | —RANDGOLD RES LTD | 68,504 | $5.2B | 1.64% | |
| 18 | CATCATERPILLAR INC DEL | 50,000 | $4.6B | 1.45% | |
| 19 | STKSTHE ONE GROUP HOSPITALITY IN | 1,728,915 | $3.8B | 1.20% | |
| 20 | —DU PONT E I DE NEMOURS & CO | 50,000 | $3.7B | 1.15% | |
| 21 | INTCINTEL CORP | 100,000 | $3.6B | 1.13% | Put |
| 22 | JPMJPMORGAN CHASE & CO | 30,000 | $2.6B | 0.81% | |
| 23 | MBTGBPMOBILE TELESYSTEMS PJSC | 226,292 | $2.1B | 0.65% | |
| 24 | —ANCHOR BANCORP WA | 74,603 | $2.0B | 0.63% | |
| 25 | MEIPUSDMEI PHARMA INC | 1,366,859 | $2.0B | 0.62% | |
| 26 | SERVUSDSERVICEMASTER GLOBAL HLDGS I | 50,000 | $1.9B | 0.59% | |
| 27 | CEFCENTRAL FD CDA LTD | 120,000 | $1.4B | 0.42% | |
| 28 | HIHOHIGHWAY HLDGS LTD | 618,702 | $1.3B | 0.40% | |
| 29 | XXII22ND CENTY GROUP INC | 1,080,750 | $1.2B | 0.37% | |
| 30 | POT1EURPOTASH CORP SASK INC | 65,000 | $1.2B | 0.37% | |
| 31 | —NOVAN INC | 40,986 | $1.1B | 0.35% | |
| 32 | QRVOQORVO INC | 20,000 | $1.1B | 0.33% | Put |
| 33 | —SONOMA PHARMACEUTICALS INC | 202,014 | $1.0B | 0.32% | |
| 34 | —CASCADIAN THERAPEUTICS INC | 229,286 | $988.0M | 0.31% | |
| 35 | —ALON USA PARTNERS LP | 100,000 | $960.0M | 0.30% | |
| 36 | CMGCHIPOTLE MEXICAN GRILL INC | 2,300 | $868.0M | 0.27% | |
| 37 | AUPHAURINIA PHARMACEUTICALS INC | 388,008 | $815.0M | 0.25% | |
| 38 | —REXAHN PHARMACEUTICALS INC | 5,409,500 | $768.0M | 0.24% | |
| 39 | —NXT ID INC | 269,900 | $742.0M | 0.23% | |
| 40 | —HEMISPHERX BIOPHARMA INC | 1,071,627 | $739.0M | 0.23% | |
| 41 | —AFFIMED N V | 363,161 | $654.0M | 0.20% | |
| 42 | —OVASCIENCE INC | 416,297 | $637.0M | 0.20% | |
| 43 | ARWRARROWHEAD PHARMACEUTICALS IN | 353,428 | $548.0M | 0.17% | |
| 44 | —CVR REFNG LP | 50,000 | $520.0M | 0.16% | |
| 45 | —NIVALIS THERAPEUTICS INC | 188,287 | $422.0M | 0.13% | |
| 46 | ADAPYADAPTIMMUNE THERAPEUTICS PLC | 103,282 | $418.0M | 0.13% | |
| 47 | —CHIASMA INC | 205,380 | $400.0M | 0.13% | |
| 48 | VSTMVERASTEM INC | 344,443 | $386.0M | 0.12% | |
| 49 | ADVMCHFADVERUM BIOTECHNOLOGIES INC | 128,539 | $373.0M | 0.12% | |
| 50 | —CELLECT BIOTECHNOLOGY LTD | 113,347 | $350.0M | 0.11% | |
| 51 | —COMBIMATRIX CORPORATION | 123,238 | $327.0M | 0.10% | |
| 52 | GBYSANGAMO BIOSCIENCES INC | 100,209 | $306.0M | 0.10% | |
| 53 | —IZEA INC | 66,734 | $301.0M | 0.09% | |
| 54 | —ALCOBRA LTD | 142,973 | $300.0M | 0.09% | |
| 55 | —TUESDAY MORNING CORP | 54,611 | $295.0M | 0.09% | |
| 56 | REFRRESEARCH FRONTIERS INC | 158,937 | $289.0M | 0.09% | |
| 57 | —CAPNIA INC | 355,497 | $288.0M | 0.09% | |
| 58 | —DICERNA PHARMACEUTICALS INC | 99,658 | $287.0M | 0.09% | |
| 59 | —NUVECTRA CORP | 56,253 | $283.0M | 0.09% | |
| 60 | —BIOBLAST PHARMA LTD | 270,793 | $282.0M | 0.09% | |
| 61 | —ONCOSEC MED INC | 227,293 | $280.0M | 0.09% | |
| 62 | —ENDOCYTE INC | 108,426 | $276.0M | 0.09% | |
| 63 | —AETERNA ZENTARIS INC | 56,800 | $275.0M | 0.09% | |
| 64 | —VITAL THERAPIES INC | 62,137 | $270.0M | 0.08% | |
| 65 | —APPLIED DNA SCIENCES INC | 143,838 | $266.0M | 0.08% | |
| 66 | —APRICUS BIOSCIENCES INC | 202,475 | $263.0M | 0.08% | |
| 67 | —PAIN THERAPEUTICS INC | 459,667 | $262.0M | 0.08% | |
| 68 | —ETFS PLATINUM TR | 3,000 | $259.0M | 0.08% | |
| 69 | I9DNARBUTUS BIOPHARMA CORP | 105,085 | $257.0M | 0.08% | |
| 70 | —SPARK NETWORKS INC | 299,107 | $251.0M | 0.08% | |
| 71 | —UQM TECHNOLOGIES INC | 565,204 | $243.0M | 0.08% | |
| 72 | —IMMUNOCELLULAR THERAPEUTICS | 117,188 | $240.0M | 0.08% | |
| 73 | ISREURISORAY INC | 404,895 | $235.0M | 0.07% | |
| 74 | —PSIVIDA CORP | 131,463 | $225.0M | 0.07% | |
| 75 | —STRONGBRIDGE BIOPHARMA PLC | 92,219 | $221.0M | 0.07% | |
| 76 | MPVDMOUNTAIN PROV DIAMONDS INC | 31,700 | $213.0M | 0.07% | |
| 77 | —ONCONOVA THERAPEUTICS INC | 93,750 | $213.0M | 0.07% | |
| 78 | —STANLEY FURNITURE CO INC | 235,047 | $212.0M | 0.07% | |
| 79 | CTHRUSDCHARLES & COLVARD LTD | 184,742 | $203.0M | 0.06% | |
| 80 | —CELSION CORPORATION | 657,890 | $200.0M | 0.06% | |
| 81 | RFILRF INDS LTD | 109,234 | $191.0M | 0.06% | |
| 82 | FUE1FUEL TECH INC | 143,845 | $165.0M | 0.05% | |
| 83 | —NABRIVA THERAPEUTICS AG | 26,029 | $155.0M | 0.05% | |
| 84 | —INVENTERGY GLOBAL INC | 205,149 | $154.0M | 0.05% | |
| 85 | —JAGUAR ANIMAL HEALTH INC | 188,200 | $135.0M | 0.04% | |
| 86 | —ENTERTAINMENT GAMING ASIA IN | 51,831 | $72.0M | 0.02% | |
| 87 | —SECOND SIGHT MED PRODS INC | 31,097 | $61.0M | 0.02% | |
| 88 | CPSHCPS TECHNOLOGIES CORP | 19,506 | $36.0M | 0.01% |