Anson Funds Management LP Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$465.2B
Holdings
55
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (55 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | GQ9SPDR GOLD TRUST | 964,100 | $121.1B | 26.04% | Call |
| 2 | AMZNAMAZON COM INC | 54,500 | $45.6B | 9.81% | Put |
| 3 | BACBANK AMER CORP | 2,610,500 | $40.9B | 8.78% | |
| 4 | AWMSKYWORKS SOLUTIONS INC | 384,200 | $29.3B | 6.29% | Put |
| 5 | CRUSCIRRUS LOGIC INC | 377,700 | $20.1B | 4.31% | Put |
| 6 | AVGOBROADCOM LTD | 107,500 | $18.5B | 3.99% | Put |
| 7 | MSFTMICROSOFT CORP | 319,787 | $18.4B | 3.96% | |
| 8 | —BELLATRIX EXPLORATION LTD | 12,250,000 | $13.8B | 2.98% | |
| 9 | INTCINTEL CORP | 347,800 | $13.1B | 2.82% | Put |
| 10 | PHYS/USPROTT PHYSICAL GOLD TRUST | 1,017,849 | $11.1B | 2.40% | |
| 11 | EVCENTRAVISION COMMUNICATIONS C | 1,279,871 | $9.8B | 2.10% | |
| 12 | VMCVULCAN MATLS CO | 83,800 | $9.5B | 2.05% | |
| 13 | —ELLIS PERRY INTL INC | 487,790 | $9.4B | 2.02% | |
| 14 | TKTEEKAY CORPORATION | 1,163,597 | $9.0B | 1.93% | |
| 15 | NVDANVIDIA CORP | 114,600 | $7.9B | 1.69% | Put |
| 16 | SPYSPDR S&P 500 ETF TR | 33,925 | $7.3B | 1.58% | |
| 17 | DXJWISDOMTREE TR | 165,000 | $7.1B | 1.52% | |
| 18 | CXWCORRECTIONS CORP AMER NEW | 507,103 | $7.0B | 1.51% | |
| 19 | —RANDGOLD RES LTD | 68,504 | $6.9B | 1.47% | |
| 20 | RYROYAL BK CDA MONTREAL QUE | 110,000 | $6.8B | 1.47% | Put |
| 21 | TRVCCITIGROUP INC | 105,800 | $5.0B | 1.07% | Call |
| 22 | STKSTHE ONE GROUP HOSPITALITY IN | 1,946,609 | $4.9B | 1.05% | |
| 23 | CRMSALESFORCE COM INC | 50,000 | $3.6B | 0.77% | Put |
| 24 | ADIANALOG DEVICES INC | 55,000 | $3.5B | 0.76% | Put |
| 25 | TXNTEXAS INSTRS INC | 35,600 | $2.5B | 0.54% | Put |
| 26 | QRVOQORVO INC | 44,800 | $2.5B | 0.54% | Put |
| 27 | AMDADVANCED MICRO DEVICES INC | 300,000 | $2.1B | 0.45% | Put |
| 28 | JPMJPMORGAN CHASE & CO | 30,000 | $2.0B | 0.43% | |
| 29 | —REXAHN PHARMACEUTICALS INC | 9,170,000 | $1.9B | 0.41% | |
| 30 | TBBKBANCORP INC DEL | 75,251 | $1.9B | 0.41% | |
| 31 | MBTGBPMOBILE TELESYSTEMS PJSC | 226,292 | $1.7B | 0.37% | |
| 32 | —APRICUS BIOSCIENCES INC | 5,092,580 | $1.7B | 0.37% | |
| 33 | —STELLAR BIOTECHNOLOGIES INC | 713,306 | $1.7B | 0.37% | |
| 34 | SERVUSDSERVICEMASTER GLOBAL HLDGS I | 50,000 | $1.7B | 0.36% | |
| 35 | CEFCENTRAL FD CDA LTD | 120,000 | $1.7B | 0.36% | |
| 36 | —HEMISPHERX BIOPHARMA INC | 1,312,688 | $1.7B | 0.36% | |
| 37 | —DU PONT E I DE NEMOURS & CO | 20,000 | $1.3B | 0.29% | |
| 38 | —OCULUS INNOVATIVE SCIENCES I | 266,363 | $1.2B | 0.25% | |
| 39 | POT1EURPOTASH CORP SASK INC | 65,000 | $1.1B | 0.23% | |
| 40 | —CASCADIAN THERAPEUTICS INC | 637,700 | $1.0B | 0.22% | |
| 41 | —AFFIMED N V | 363,161 | $1.0B | 0.22% | |
| 42 | CMGCHIPOTLE MEXICAN GRILL INC | 2,300 | $974.0M | 0.21% | |
| 43 | —CYTORI THERAPEUTICS INC | 450,000 | $914.0M | 0.20% | |
| 44 | —QUANTUM CORP | 1,206,724 | $888.0M | 0.19% | |
| 45 | —NXT ID INC | 269,900 | $815.0M | 0.18% | |
| 46 | —COMBIMATRIX CORPORATION | 134,199 | $567.0M | 0.12% | |
| 47 | —IMMUNOCELLULAR THERAPEUTICS | 4,687,500 | $553.0M | 0.12% | |
| 48 | —CANCER GENETICS INC | 271,722 | $476.0M | 0.10% | |
| 49 | EFRENERGY FUELS INC | 231,068 | $367.0M | 0.08% | |
| 50 | —CEL SCI CORP | 1,005,512 | $307.0M | 0.07% | |
| 51 | —ETFS PLATINUM TR | 3,000 | $296.0M | 0.06% | |
| 52 | —DS HEALTHCARE GROUP INC | 1,189,600 | $274.0M | 0.06% | |
| 53 | MPVDMOUNTAIN PROV DIAMONDS INC | 31,700 | $217.0M | 0.05% | |
| 54 | —GENVEC INC | 330,206 | $155.0M | 0.03% | |
| 55 | —BIOPHARMX CORP | 205,959 | $114.0M | 0.02% |