Anson Funds Management LP Q2 2016 Filing

Filed August 12, 2016

Portfolio Value

$524.5B

Holdings

55

Report Date

Q2 2016

Filing Type

13F-HR

All Holdings (55 positions)

#StockSharesValue% PortfolioType
1
GQ9SPDR GOLD TRUST
814,100$103.0B19.63%Put
2
SPYSPDR S&P 500 ETF TR
485,425$101.7B19.39%Call
3
BACBANK AMER CORP
2,810,500$37.3B7.11%Call
4
AVGOBROADCOM LTD
216,400$33.6B6.41%Put
5
RYROYAL BK CDA MONTREAL QUE
452,300$26.7B5.10%Put
6
MSFTMICROSOFT CORP
319,787$16.4B3.12%
7
WMTWAL-MART STORES INC
200,000$14.6B2.78%Put
8
MALLINCKRODT PUB LTD CO
233,300$14.2B2.70%Put
9
CRUSCIRRUS LOGIC INC
297,900$11.6B2.20%Put
10
ELLIS PERRY INTL INC
568,324$11.4B2.18%
11
PHYS/USPROTT PHYSICAL GOLD TRUST
1,017,849$11.2B2.13%
12
EVCENTRAVISION COMMUNICATIONS C
1,645,848$11.1B2.11%
13
BELLATRIX EXPLORATION LTD
8,643,500$11.0B2.09%
14
AMZNAMAZON COM INC
15,000$10.7B2.05%Put
15
VMCVULCAN MATLS CO
83,800$10.1B1.92%
16
TBBKBANCORP INC DEL
1,549,212$9.3B1.78%
17
AWMSKYWORKS SOLUTIONS INC
142,300$9.0B1.72%Put
18
TKTEEKAY CORPORATION
1,163,597$8.3B1.58%
19
RANDGOLD RES LTD
68,504$7.7B1.46%
20
DXJWISDOMTREE TR
165,000$6.4B1.22%
21
SOYSUNOPTA INC
1,269,166$5.3B1.01%
22
STKSTHE ONE GROUP HOSPITALITY IN
1,882,708$4.9B0.94%
23
TRCOTRIBUNE MEDIA CO
125,000$4.9B0.93%
24
INTCINTEL CORP
147,200$4.8B0.92%Put
25
NXPINXP SEMICONDUCTORS N V
50,000$3.9B0.75%Put
26
STELLAR BIOTECHNOLOGIES INC
843,750$3.2B0.61%
27
SUSUNCOR ENERGY INC NEW
75,000$2.7B0.51%
28
MEIPUSDMEI PHARMA INC
1,842,493$2.5B0.48%
29
SOLARCITY CORP
100,000$2.4B0.46%Put
30
SERVUSDSERVICEMASTER GLOBAL HLDGS I
50,000$2.0B0.38%
31
MBTGBPMOBILE TELESYSTEMS PJSC
226,292$1.9B0.36%
32
JPMJPMORGAN CHASE & CO
30,000$1.9B0.36%
33
MOBILEYE N V AMSTELVEEN
40,000$1.8B0.35%Put
34
ANCHOR BANCORP WA
75,251$1.8B0.34%
35
CEFCENTRAL FD CDA LTD
120,000$1.7B0.32%
36
QUANTUM CORP
3,416,316$1.4B0.27%
37
BBBLACKBERRY LTD
201,200$1.4B0.26%
38
CYTORI THERAPEUTICS INC
585,740$1.2B0.23%
39
OCULUS INNOVATIVE SCIENCES I
266,363$1.1B0.20%
40
POT1EURPOTASH CORP SASK INC
65,000$1.1B0.20%
41
COMBIMATRIX CORPORATION
357,596$1.0B0.20%
42
CYTORI THERAPEUTICS INC
450,000$941.0M0.18%
43
AFFIMED N V
363,161$901.0M0.17%
44
CASCADIAN THERAPEUTICS INC
898,000$847.0M0.16%
45
BIOSTAGE INC
649,147$740.0M0.14%
46
GENVEC INC
1,218,862$698.0M0.13%
47
PRIMERO MNG CORP
275,000$630.0M0.12%
48
DS HEALTHCARE GROUP INC
1,189,600$558.0M0.11%
49
NEURALSTEM INC
1,216,600$354.0M0.07%
50
ETFS PLATINUM TR
3,000$297.0M0.06%
51
COMBIMATRIX CORPORATION
69,049$197.0M0.04%
52
NXT ID INC
269,900$95.0M0.02%
53
BIOCEPT INC
110,960$74.0M0.01%
54
FORBES ENERGY SVCS LTD
400,000$74.0M0.01%
55
IDNINTELLICHECK MOBILISA INC
35,171$49.0M0.01%