ALPS ADVISORS INC Q4 2016 Filing

Filed January 24, 2017

Portfolio Value

$13.6T

Holdings

715

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (715 positions)

#StockSharesValue% PortfolioType
101
XLFFINANCIAL SELECT SECTOR SPDR F
621,098$14.4B0.11%
102
XLKTECHNOLOGY SELECT SECTOR SPDR
298,609$14.4B0.11%
103
XLIIndustrial Select Sector SPDR
231,862$14.4B0.11%
104
XLFIConsumer Staples Select Sector
278,713$14.4B0.11%
105
XLVHealth Care Select Sector SPDR
208,565$14.4B0.11%
106
XLBMaterials Select Sector SPDR F
287,791$14.3B0.11%
107
XLEEnergy Select Sector SPDR Fund
189,638$14.3B0.11%
108
XLYConsumer Discretionary Select
175,461$14.3B0.11%
109
SCZiShares MSCI EAFE Small-Cap ET
278,450$13.9B0.10%
110
VTVVANGUARD VALUE ETF
147,763$13.7B0.10%
111
TIPiShares TIPS Bond ETF
115,355$13.1B0.10%
112
BIPBROOKFIELD INFRASTRUCTURE PARTNERS LP
376,216$12.6B0.09%
113
DHRDANAHER CORPORATION
159,948$12.5B0.09%
114
MIC2EURMACQUARIE INFRASTRUCTURE CO
147,362$12.0B0.09%
115
ABXBarrick Gold Corp
558,732$8.9B0.07%
116
BVNCia de Minas Buenaventura SAA
784,209$8.8B0.07%
117
LM03LIBERTY SIRIUSXM GROUP
250,952$8.7B0.06%
118
YRIYamana Gold Inc
2,916,916$8.2B0.06%
119
BTOB2Gold Corp
3,382,980$8.0B0.06%
120
NGDNew Gold Inc
2,269,940$7.9B0.06%
121
KGCKinross Gold Corp
2,421,148$7.5B0.06%
122
HIGHLAND/IBOXX SENIOR LOAN ETF
382,964$7.2B0.05%
123
CDECoeur Mining Inc
739,183$6.7B0.05%
124
AU3EURAngloGold Ashanti Ltd
624,055$6.6B0.05%
125
AGFirst Majestic Silver Corp
854,802$6.5B0.05%
126
VanEck Vectors J.P. Morgan EM
368,553$6.5B0.05%
127
VCSHVanguard Short-Term Corporate
76,984$6.1B0.05%
128
ETEnergy Transfer Equity LP
311,270$6.0B0.04%
129
IMGIAMGOLD Corp
1,551,307$6.0B0.04%
130
SPYSPDR S&P 500 ETF
25,839$5.8B0.04%
131
LIBERTY VENTURES
156,415$5.8B0.04%
132
PwShs Opt Yield Dvsf ETF
322,560$5.6B0.04%
133
DDominion Resources Inc/VA
72,690$5.6B0.04%
134
SESpectra Energy Corp
129,597$5.3B0.04%
135
Tallgrass Energy GP LP
193,998$5.2B0.04%
136
KMIKinder Morgan Inc/DE
246,377$5.1B0.04%
137
FVICHFFortuna Silver Mines Inc
871,035$4.9B0.04%
138
ISIIonis Pharmaceuticals Inc
99,550$4.8B0.04%
139
Silver Standard Resources Inc
521,705$4.7B0.03%
140
CNPCenterPoint Energy Inc
176,527$4.3B0.03%
141
Taro Pharmaceutical Industries
39,433$4.2B0.03%
142
EX9Exelixis Inc
274,106$4.1B0.03%
143
TRGPTarga Resources Corp
72,111$4.0B0.03%
144
EDGGold Fields Ltd
1,285,801$3.9B0.03%
145
AGIAlamos Gold Inc
518,284$3.5B0.03%
146
ENDO INTERNATIONAL PLC
214,182$3.5B0.03%
147
McEwen Mining Inc
1,194,828$3.5B0.03%
148
ACADACADIA Pharmaceuticals Inc
116,391$3.4B0.02%
149
PVG1EURPretium Resources Inc
400,843$3.3B0.02%
150
NGNovagold Resources Inc
719,972$3.3B0.02%
151
NBIXNeurocrine Biosciences Inc
83,482$3.2B0.02%
152
PSAPublic Storage
14,304$3.2B0.02%
153
AROCArchrock Inc
236,016$3.1B0.02%
154
SPGSimon Property Group Inc
17,384$3.1B0.02%
155
ALNYAlnylam Pharmaceuticals Inc
82,468$3.1B0.02%
156
MINTPIMCO Enhanced Short Maturity
29,672$3.0B0.02%
157
0E41EnLink Midstream LLC
156,671$3.0B0.02%
158
Akorn Inc
135,510$3.0B0.02%
159
EDREndeavour Silver Corp
825,739$2.9B0.02%
160
GLPGGalapagos NV
44,309$2.8B0.02%
161
RAREUltragenyx Pharmaceutical Inc
39,264$2.8B0.02%
162
OGEOGE Energy Corp
81,365$2.7B0.02%
163
PLDPrologis Inc
50,379$2.7B0.02%
164
GW Pharmaceuticals PLC
23,742$2.7B0.02%
165
MIC2EURMacquarie Infrastructure Corp
31,803$2.6B0.02%
166
ICPTUSDIntercept Pharmaceuticals Inc
23,842$2.6B0.02%
167
SBSWSibanye Gold Ltd
363,102$2.6B0.02%
168
AKG1EURAsanko Gold Inc
836,046$2.6B0.02%
169
Horizon Pharma Plc
154,966$2.5B0.02%
170
AYS1Sandstorm Gold Ltd
627,837$2.4B0.02%
171
EQIXEquinix Inc
6,785$2.4B0.02%
172
AVBAvalonBay Communities Inc
13,114$2.3B0.02%
173
HAMHarmony Gold Mining Co Ltd
1,039,691$2.3B0.02%
174
WELLWelltower Inc
34,193$2.3B0.02%
175
EQREquity Residential
34,931$2.2B0.02%
176
Bluebird Bio Inc
35,849$2.2B0.02%
177
Kite Pharma Inc
47,930$2.1B0.02%
178
VENVentas Inc
33,556$2.1B0.02%
179
LGNDLigand Pharmaceuticals Inc
20,084$2.0B0.02%
180
IRWDIronwood Pharmaceuticals Inc
126,047$1.9B0.01%
181
Juno Therapeutics Inc
101,741$1.9B0.01%
182
BXPBoston Properties Inc
14,700$1.8B0.01%
183
SG7Sage Therapeutics Inc
35,716$1.8B0.01%
184
Five Prime Therapeutics Inc
36,085$1.8B0.01%
185
VNOVornado Realty Trust
16,386$1.7B0.01%
186
PAGPPlains GP Holdings LP
48,714$1.7B0.01%
187
AGIOAgios Pharmaceuticals Inc
40,377$1.7B0.01%
188
SUPNSupernus Pharmaceuticals Inc
66,251$1.7B0.01%
189
DBV Technologies SA
46,327$1.6B0.01%
190
EGOEldorado Gold Corp
492,183$1.6B0.01%
191
HSTHost Hotels & Resorts Inc
84,010$1.6B0.01%
192
Radius Health Inc
41,431$1.6B0.01%
193
FQIDigital Realty Trust Inc
15,182$1.5B0.01%
194
Spark Therapeutics Inc
29,573$1.5B0.01%
195
ESSEssex Property Trust Inc
6,229$1.4B0.01%
196
ORealty Income Corp
24,761$1.4B0.01%
197
General Growth Properties Inc
55,862$1.4B0.01%
198
HCP Inc
45,108$1.3B0.01%
199
SEASeabridge Gold Inc
159,879$1.3B0.01%
200
FGENEURFibroGen Inc
60,696$1.3B0.01%
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