ALPS ADVISORS INC Q3 2016 Filing
Filed November 2, 2016
Portfolio Value
$12.3T
Holdings
674
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (674 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | VOEVanguard Mid-Cap Value ETF | 150,359 | $14.1B | 0.11% | |
| 102 | XLFISPDR Consumer Staple ETF | 263,589 | $14.0B | 0.11% | |
| 103 | XLFSPDR Financial ETF | 724,964 | $14.0B | 0.11% | |
| 104 | XLVSPDR Health Care ETF | 192,967 | $13.9B | 0.11% | |
| 105 | SCZiShares MSCI EAFE Small-Cap ET | 264,174 | $13.8B | 0.11% | |
| 106 | XLUSPDR Utilities ETF | 282,478 | $13.8B | 0.11% | |
| 107 | EFViShares MSCI EAFE Value ETF | 294,366 | $13.6B | 0.11% | |
| 108 | VBRVanguard Small-Cap Value ETF | 120,870 | $13.4B | 0.11% | |
| 109 | VTVVANGUARD VALUE ETF | 139,568 | $12.1B | 0.10% | |
| 110 | MIC2EURMACQUARIE INFRASTRUCTURE CO | 140,776 | $11.7B | 0.10% | |
| 111 | BIPBROOKFIELD INFRASTRUCTURE PARTNERS LP | 325,611 | $11.3B | 0.09% | |
| 112 | —LIBERTY VENTURES | 272,719 | $10.9B | 0.09% | |
| 113 | LM03LIBERTY SIRIUSXM GROUP | 297,593 | $10.1B | 0.08% | |
| 114 | PAASPan American Silver DL | 562,868 | $9.9B | 0.08% | |
| 115 | ABXBarrick Gold $USD DL | 553,245 | $9.8B | 0.08% | |
| 116 | BTOB2Gold Corporation | 3,574,595 | $9.4B | 0.08% | |
| 117 | BVNCia de Buenaventura ADR | 670,991 | $9.3B | 0.08% | |
| 118 | AGFirst Majestic Slv DL | 901,416 | $9.3B | 0.08% | |
| 119 | AU3EURAngloGold Ashanti ADR | 578,531 | $9.2B | 0.08% | |
| 120 | FTVFORTIVE CORP | 164,724 | $8.4B | 0.07% | |
| 121 | HLHecla Mining Co. | 1,385,044 | $7.9B | 0.06% | |
| 122 | CDECoeur Mining Inc. DL | 652,553 | $7.7B | 0.06% | |
| 123 | KGCKinross Gold Corp DL | 1,661,628 | $7.0B | 0.06% | |
| 124 | —OAKTREE CAPITAL GROUP | 160,294 | $6.8B | 0.06% | |
| 125 | VNQVanguard REIT ETF | 76,381 | $6.6B | 0.05% | |
| 126 | SPYSPDR S&P 500 ETF | 29,821 | $6.5B | 0.05% | |
| 127 | VNQVgrd REIT ETF | 72,894 | $6.3B | 0.05% | |
| 128 | —KKR & CO. L.P. | 411,571 | $5.9B | 0.05% | |
| 129 | NGDNew Gold Inc. DL | 1,334,622 | $5.8B | 0.05% | |
| 130 | —Endo International | 283,992 | $5.7B | 0.05% | |
| 131 | FVICHFFortuna Silver Mines | 783,094 | $5.7B | 0.05% | |
| 132 | ISIIonis Pharmaceutical | 154,152 | $5.6B | 0.05% | |
| 133 | NBIXNeurocrine Bio. | 110,595 | $5.6B | 0.05% | |
| 134 | YRIYamana Gold Inc. | 1,286,885 | $5.5B | 0.05% | |
| 135 | EDGGold Fields Limited ADR | 1,090,831 | $5.3B | 0.04% | |
| 136 | WMBWilliams Cos Inc/The | 171,108 | $5.3B | 0.04% | |
| 137 | ICPTUSDIntercept Pharm. Inc | 31,521 | $5.2B | 0.04% | |
| 138 | AGIAlamos Gold Inc. | 623,810 | $5.1B | 0.04% | |
| 139 | EDREndeavour Silver DL | 975,927 | $5.0B | 0.04% | |
| 140 | IMGIAMGOLD Corp. DL | 1,223,830 | $5.0B | 0.04% | |
| 141 | ACADAcadia Pharmaceutic. | 152,658 | $4.9B | 0.04% | |
| 142 | DDominion Resources Inc/VA | 64,562 | $4.8B | 0.04% | |
| 143 | —Akorn, Inc. | 175,680 | $4.8B | 0.04% | |
| 144 | —Silver Standard Res DL | 394,813 | $4.8B | 0.04% | |
| 145 | —Plains GP Holdings LP | 360,211 | $4.7B | 0.04% | |
| 146 | —McEwen Mining Inc | 1,261,222 | $4.6B | 0.04% | |
| 147 | ETEnergy Transfer Equity LP | 266,390 | $4.5B | 0.04% | |
| 148 | AKG1EURAsanko Gold Inc. | 1,018,751 | $4.3B | 0.03% | |
| 149 | SBSWSibanye Gold ADR | 300,764 | $4.3B | 0.03% | |
| 150 | CTLTEURCatalent, Inc. | 159,028 | $4.1B | 0.03% | |
| 151 | —Juno Therapeutics | 134,851 | $4.0B | 0.03% | |
| 152 | TRGPTarga Resources Corp | 79,511 | $3.9B | 0.03% | |
| 153 | GLPGGalapagos NV ADR | 58,782 | $3.8B | 0.03% | |
| 154 | EX9Exelixis, Inc. | 293,629 | $3.8B | 0.03% | |
| 155 | —Horizon Pharma Plc | 205,129 | $3.7B | 0.03% | |
| 156 | SPGSimon Property Group REIT | 17,546 | $3.6B | 0.03% | |
| 157 | PSAPublic Storage REIT | 16,096 | $3.6B | 0.03% | |
| 158 | MINTPIMCO Enhanced Short Maturity | 35,365 | $3.6B | 0.03% | |
| 159 | RAREUltragenyx Pharmac | 50,274 | $3.6B | 0.03% | |
| 160 | —Kite Pharma, Inc. | 63,227 | $3.5B | 0.03% | |
| 161 | HAMHarmony Gold Mining ADR | 963,239 | $3.4B | 0.03% | |
| 162 | AYS1Sandstorm Gold | 639,126 | $3.2B | 0.03% | |
| 163 | —Bluebird Bio, Inc. | 47,385 | $3.2B | 0.03% | |
| 164 | OGEOGE Energy Corp | 97,605 | $3.1B | 0.03% | |
| 165 | MIC2EURMacquarie Infrastructure Corp | 36,698 | $3.1B | 0.02% | |
| 166 | PLDPrologis Inc. REIT | 56,214 | $3.0B | 0.02% | |
| 167 | —Radius Health Inc. | 54,924 | $3.0B | 0.02% | |
| 168 | WELLWelltower Inc REIT | 38,231 | $2.9B | 0.02% | |
| 169 | LGNDLigand Pharma Class B | 26,586 | $2.7B | 0.02% | |
| 170 | EQIXEquinix, Inc REIT | 7,429 | $2.7B | 0.02% | |
| 171 | IRWDIronwood Pharm. Inc | 165,644 | $2.6B | 0.02% | |
| 172 | AVBAvalonBay Community REIT | 14,721 | $2.6B | 0.02% | |
| 173 | AGIOAGIOS Pharmaceutical | 48,502 | $2.6B | 0.02% | |
| 174 | VENVentas Inc REIT | 36,251 | $2.6B | 0.02% | |
| 175 | EQREquity Residential REIT | 39,117 | $2.5B | 0.02% | |
| 176 | —Five Prime Therap. | 44,803 | $2.4B | 0.02% | |
| 177 | —Spark Therapeutics | 39,036 | $2.3B | 0.02% | |
| 178 | —SemGroup Corp | 65,497 | $2.3B | 0.02% | |
| 179 | BXPBoston Properties REIT | 16,497 | $2.2B | 0.02% | |
| 180 | —DBV Technologies SA ADR | 61,457 | $2.2B | 0.02% | |
| 181 | —Impax Laboratories | 94,158 | $2.2B | 0.02% | |
| 182 | —Alder Biopharma | 63,978 | $2.1B | 0.02% | |
| 183 | —Ophthotech Corp | 45,374 | $2.1B | 0.02% | |
| 184 | SUPNSupernus Pharm Inc. | 82,110 | $2.0B | 0.02% | |
| 185 | HALOHalozyme Therapeutic | 164,982 | $2.0B | 0.02% | |
| 186 | —Depomed, Inc. | 78,232 | $2.0B | 0.02% | |
| 187 | VNOVornado Realty Trust REIT | 18,942 | $1.9B | 0.02% | |
| 188 | —Advanced Accelerator | 50,073 | $1.9B | 0.02% | |
| 189 | —HCP Inc REIT | 49,935 | $1.9B | 0.02% | |
| 190 | SG7SAGE Therapeutics | 40,914 | $1.9B | 0.02% | |
| 191 | ORealty Income Corp | 27,791 | $1.9B | 0.02% | |
| 192 | —Axovant Sciences Ltd | 126,415 | $1.8B | 0.01% | |
| 193 | CLVSEURClovis Oncology Inc | 49,083 | $1.8B | 0.01% | |
| 194 | XLRNAcceleron Pharma Inc | 47,930 | $1.7B | 0.01% | |
| 195 | —General Growth Pptys REIT | 62,295 | $1.7B | 0.01% | |
| 196 | —TherapeuticsMD, Inc. | 250,496 | $1.7B | 0.01% | |
| 197 | FGENEURFibroGen, Inc. | 80,045 | $1.7B | 0.01% | |
| 198 | —Portola Pharm Inc | 72,029 | $1.6B | 0.01% | |
| 199 | PCRXPacira Pharm Inc | 47,524 | $1.6B | 0.01% | |
| 200 | EBSEmergent Biosolution | 51,578 | $1.6B | 0.01% |