Advisors Asset Management, Inc. Q4 2019 Filing
Filed February 14, 2020
Portfolio Value
$11.3T
Holdings
1,556
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (1,556 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | WIWWESTERN AST INFL LKD OPP & I | 278,806 | $896.9B | 7.94% | |
| 2 | NLYEURANNALY CAP MGMT INC | 1,358,668 | $702.7B | 6.22% | |
| 3 | TEITEMPLETON EMERG MKTS INCOME | 281,127 | $609.0B | 5.39% | |
| 4 | ARCCARES CAP CORP | 412,938 | $558.4B | 4.94% | |
| 5 | AMLPUSDALPS ETF TR | 236,446 | $475.3B | 4.21% | |
| 6 | NEWTNEWTEK BUSINESS SVCS CORP | 304,318 | $454.4B | 4.02% | |
| 7 | GLOCLOUGH GLOBAL OPPORTUNITIES | 676,157 | $454.3B | 4.02% | |
| 8 | —THL CR SR LN FD | 315,094 | $410.3B | 3.63% | |
| 9 | BGRBLACKROCK ENERGY & RES TR | 494,644 | $249.2B | 2.21% | |
| 10 | MSFTMICROSOFT CORP | 1,056,220 | $168.2B | 1.49% | |
| 11 | —CUSHING RENAISSANCE FD | 326,022 | $128.7B | 1.14% | |
| 12 | AAPLAPPLE INC | 432,679 | $128.0B | 1.13% | |
| 13 | AMZNAMAZON COM INC | 69,234 | $127.6B | 1.13% | |
| 14 | GOOGLALPHABET INC | 78,584 | $105.3B | 0.93% | |
| 15 | METAFACEBOOK INC | 465,368 | $95.5B | 0.85% | |
| 16 | VVISA INC | 460,872 | $86.6B | 0.77% | |
| 17 | MAMASTERCARD INC | 221,891 | $66.3B | 0.59% | |
| 18 | JPMJPMORGAN CHASE & CO | 447,821 | $64.2B | 0.57% | |
| 19 | BACVERIZON COMMUNICATIONS INC | 947,354 | $61.7B | 0.55% | |
| 20 | CMCSACOMCAST CORP NEW | 1,146,623 | $56.3B | 0.50% | |
| 21 | TAT&T INC | 1,240,736 | $55.3B | 0.49% | |
| 22 | —ABERDEEN ASIA PACIFIC INCOM | 751,160 | $54.7B | 0.48% | |
| 23 | HDHOME DEPOT INC | 216,295 | $47.9B | 0.42% | |
| 24 | CVXCHEVRON CORP NEW | 382,465 | $47.4B | 0.42% | |
| 25 | XNROXNEUBERGER BERMAN RE ES SEC F | 1,271,474 | $47.2B | 0.42% | |
| 26 | EODWELLS FARGO GLOBAL DIVIDEND | 1,725,893 | $47.0B | 0.42% | |
| 27 | IHDVOYA EMERGING MKTS HIGH DIVI | 377,369 | $45.7B | 0.40% | |
| 28 | IBMINTERNATIONAL BUSINESS MACHS | 329,654 | $44.2B | 0.39% | |
| 29 | KOCOCA COLA CO | 694,697 | $42.7B | 0.38% | |
| 30 | USALIBERTY ALL STAR EQUITY FD | 1,087,370 | $42.0B | 0.37% | |
| 31 | XAWPXABERDEEN GLOBAL PREMIER PPTY | 1,104,036 | $41.9B | 0.37% | |
| 32 | LMTLOCKHEED MARTIN CORP | 102,983 | $41.7B | 0.37% | |
| 33 | IGRCBRE CLARION GLOBAL REAL EST | 1,583,764 | $41.6B | 0.37% | |
| 34 | PFEPFIZER INC | 1,055,163 | $41.3B | 0.37% | |
| 35 | NEENEXTERA ENERGY INC | 163,938 | $40.4B | 0.36% | |
| 36 | 8CWCROWN CASTLE INTL CORP NEW | 278,752 | $39.6B | 0.35% | |
| 37 | AMTAMERICAN TOWER CORP NEW | 172,214 | $39.5B | 0.35% | |
| 38 | CSCOCISCO SYS INC | 744,181 | $39.4B | 0.35% | |
| 39 | PYPLPAYPAL HLDGS INC | 362,854 | $39.3B | 0.35% | |
| 40 | MDTMEDTRONIC PLC | 311,535 | $35.3B | 0.31% | |
| 41 | TWOEURTWO HBRS INVT CORP | 1,281,853 | $34.7B | 0.31% | |
| 42 | TXNTEXAS INSTRS INC | 269,008 | $34.5B | 0.31% | |
| 43 | JNJJOHNSON & JOHNSON | 228,587 | $34.5B | 0.31% | |
| 44 | —ALLIANZGI NFJ DIVID INT & PR | 1,258,884 | $34.5B | 0.31% | |
| 45 | PGPROCTER & GAMBLE CO | 246,877 | $34.1B | 0.30% | |
| 46 | INTCINTEL CORP | 486,163 | $33.8B | 0.30% | |
| 47 | BDJBLACKROCK ENHANCED EQT DIV T | 918,895 | $33.4B | 0.30% | |
| 48 | AVKADVENT CONVERTIBLE & INCOME | 1,178,207 | $33.4B | 0.30% | |
| 49 | XFEBFIRST TR ENERGY INFRASTRCTR | 1,064,097 | $31.1B | 0.28% | |
| 50 | FTFRANKLIN UNVL TR | 170,071 | $31.1B | 0.28% | |
| 51 | CHTRCHARTER COMMUNICATIONS INC N | 59,611 | $28.9B | 0.26% | |
| 52 | MCDMCDONALDS CORP | 134,830 | $28.1B | 0.25% | |
| 53 | JRINUVEEN REAL ASSET INM AND GW | 777,856 | $27.9B | 0.25% | |
| 54 | XOMEXXON MOBIL CORP | 398,480 | $27.8B | 0.25% | |
| 55 | RVTROYCE VALUE TR INC | 879,548 | $27.8B | 0.25% | |
| 56 | XGLQXCLOUGH GLOBAL EQUITY FD | 750,120 | $27.6B | 0.24% | |
| 57 | HONHONEYWELL INTL INC | 153,842 | $27.2B | 0.24% | |
| 58 | TFCTRUIST FINL CORP | 462,697 | $26.1B | 0.23% | |
| 59 | GHYPGIM GLOBAL HIGH YIELD FD IN | 785,721 | $26.0B | 0.23% | |
| 60 | ABBVABBVIE INC | 264,259 | $25.9B | 0.23% | |
| 61 | AXPAMERICAN EXPRESS CO | 207,172 | $25.8B | 0.23% | |
| 62 | MOALTRIA GROUP INC | 425,827 | $24.9B | 0.22% | |
| 63 | AYRAIRCASTLE LTD | 777,422 | $24.9B | 0.22% | |
| 64 | DDOMINION ENERGY INC | 268,355 | $24.8B | 0.22% | |
| 65 | SBUXSTARBUCKS CORP | 248,775 | $24.3B | 0.21% | |
| 66 | SOSOUTHERN CO | 380,307 | $24.2B | 0.21% | |
| 67 | MRSHMARSH & MCLENNAN COS INC | 214,704 | $23.9B | 0.21% | |
| 68 | PPLPPL CORP | 666,048 | $23.9B | 0.21% | |
| 69 | MRKMERCK & CO INC | 233,579 | $23.7B | 0.21% | |
| 70 | ADBEADOBE INC | 72,024 | $23.7B | 0.21% | |
| 71 | UPSUNITED PARCEL SERVICE INC | 185,231 | $23.2B | 0.21% | |
| 72 | TMOTHERMO FISHER SCIENTIFIC INC | 69,425 | $22.6B | 0.20% | |
| 73 | ACPABERDEEN INCOME CR STRATEGIE | 202,731 | $22.3B | 0.20% | |
| 74 | ACNACCENTURE PLC IRELAND | 105,674 | $22.3B | 0.20% | |
| 75 | W3UWESTERN UN CO | 828,464 | $22.2B | 0.20% | |
| 76 | BCVBANCROFT FUND LTD | 478,556 | $21.8B | 0.19% | |
| 77 | EBAEBAY INC | 600,147 | $21.7B | 0.19% | |
| 78 | —MACQUARIE GLBL INFRA TOTL RE | 375,798 | $21.6B | 0.19% | |
| 79 | CVSCVS HEALTH CORP | 288,014 | $21.4B | 0.19% | |
| 80 | WDCWESTERN DIGITAL CORP | 336,601 | $21.4B | 0.19% | |
| 81 | HEQJOHN HANCOCK HDG EQ & INC FD | 370,735 | $21.3B | 0.19% | |
| 82 | —ALLIANZGI EQUITY & CONV INCO | 929,259 | $21.1B | 0.19% | |
| 83 | VGREURVECTOR GROUP LTD | 1,551,774 | $20.8B | 0.18% | |
| 84 | ABTABBOTT LABS | 237,306 | $20.6B | 0.18% | |
| 85 | HQHTEKLA HEALTHCARE INVS | 314,208 | $20.6B | 0.18% | |
| 86 | BLKCHFBLACKROCK INC | 40,341 | $20.3B | 0.18% | |
| 87 | EFTEATON VANCE FLTING RATE INC | 216,044 | $20.2B | 0.18% | |
| 88 | CMPCOMPASS MINERALS INTL INC | 326,336 | $19.9B | 0.18% | |
| 89 | 4I1PHILIP MORRIS INTL INC | 227,797 | $19.4B | 0.17% | |
| 90 | —TORTOISE PWR & ENERGY INFRAS | 403,153 | $19.3B | 0.17% | |
| 91 | COSTCOSTCO WHSL CORP NEW | 65,509 | $19.3B | 0.17% | |
| 92 | QCOMQUALCOMM INC | 216,566 | $19.1B | 0.17% | |
| 93 | —PATTERN ENERGY GROUP INC | 712,189 | $19.1B | 0.17% | |
| 94 | PAYXPAYCHEX INC | 223,104 | $19.0B | 0.17% | |
| 95 | CAHCARDINAL HEALTH INC | 373,007 | $18.9B | 0.17% | |
| 96 | GEF/BGREIF INC | 361,802 | $18.7B | 0.17% | |
| 97 | PEPPEPSICO INC | 136,909 | $18.7B | 0.17% | |
| 98 | OKEONEOK INC NEW | 208,338 | $18.6B | 0.16% | |
| 99 | CWEN/ACLEARWAY ENERGY INC | 963,303 | $18.4B | 0.16% | |
| 100 | UNHUNITEDHEALTH GROUP INC | 60,628 | $18.3B | 0.16% |
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